# Investment Banking Form D filings, Q2 2026 and Q3 2026

Canonical: https://sec-api.dev/form-d/industries/investment-banking

> 36 notices (2 amendments); Rule 506(b) 83.3%, Rule 506(c) 16.7%; amount sold on new notices $113.5M.

| Filed | Issuer | Type | Amount sold | Offering size | Filing |
| --- | --- | --- | --- | --- | --- |
| 2026-09-30 | GS Finance Corp. | D | $1.3M | 1264000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326014876/0000950103-26-014876-index.htm |
| 2026-09-30 | GS Finance Corp. | D | $3.9M | 3871000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326014874/0000950103-26-014874-index.htm |
| 2026-09-28 | GS Finance Corp. | D | $2.8M | 2833000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326014624/0000950103-26-014624-index.htm |
| 2026-09-18 | GS Finance Corp. | D | $1.1M | 1129000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326014200/0000950103-26-014200-index.htm |
| 2026-09-15 | Forests VC LLC | D | $0 | 6000000 | https://www.sec.gov/Archives/edgar/data/2155275/000215527526000001/0002155275-26-000001-index.htm |
| 2026-09-11 | GS Finance Corp. | D | $8.7M | 8650000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326013849/0000950103-26-013849-index.htm |
| 2026-09-04 | GS Finance Corp. | D | $2.0M | 2000000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326013621/0000950103-26-013621-index.htm |
| 2026-09-04 | GS Finance Corp. | D | $17.1M | 17076000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326013619/0000950103-26-013619-index.htm |
| 2026-09-04 | GS Finance Corp. | D | $14.4M | 14400000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326013618/0000950103-26-013618-index.htm |
| 2026-09-01 | AmTru AI Inference Ventures II, LLC | D | $3.8M | 3767680 | https://www.sec.gov/Archives/edgar/data/2146969/000214696926000001/0002146969-26-000001-index.htm |
| 2026-09-01 | Leerink Aggregator LP | D | $197K | 196515 | https://www.sec.gov/Archives/edgar/data/1984977/000095017226000204/0000950172-26-000204-index.htm |
| 2026-08-19 | GS Finance Corp. | D | $300K | 300000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326012657/0000950103-26-012657-index.htm |
| 2026-08-14 | GS Finance Corp. | D | $1.0M | 1000000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326012435/0000950103-26-012435-index.htm |
| 2026-07-29 | GS Finance Corp. | D | $249K | 249344 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526321705/0001193125-26-321705-index.htm |
| 2026-07-29 | GS Finance Corp. | D | $249K | 249338 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526321704/0001193125-26-321704-index.htm |
| 2026-07-29 | GS Finance Corp. | D | $332K | 332452 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526321689/0001193125-26-321689-index.htm |
| 2026-07-20 | MHR Acquisitions, Inc. | D | $0 | 3500000 | https://www.sec.gov/Archives/edgar/data/1644516/000164451626000004/0001644516-26-000004-index.htm |
| 2026-07-10 | Vontobel Holding Ltd. | D | $994K | 994410 | https://www.sec.gov/Archives/edgar/data/1588340/000092963826002580/0000929638-26-002580-index.htm |
| 2026-07-09 | Daiwa Securities Group Inc. | D/A | $600K | Indefinite | https://www.sec.gov/Archives/edgar/data/1481045/000093583626000349/0000935836-26-000349-index.htm |
| 2026-07-07 | Bright Capital Group, LLC | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2142407/000214240726000002/0002142407-26-000002-index.htm |
| 2026-06-29 | LIMEN MARKETS SERIES 2026-A LLC | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2136313/000213631326000002/0002136313-26-000002-index.htm |
| 2026-05-15 | GS Finance Corp. | D | $399K | 399000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326007288/0000950103-26-007288-index.htm |
| 2026-05-11 | Fourcore Capital Inc. | D | $100K | 15000000 | https://www.sec.gov/Archives/edgar/data/2044703/000204470326000003/0002044703-26-000003-index.htm |
| 2026-05-08 | GS Finance Corp. | D | $247K | 247000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326007008/0000950103-26-007008-index.htm |
| 2026-05-05 | GS Finance Corp. | D | $184K | 184454 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526204770/0001193125-26-204770-index.htm |
| 2026-05-05 | GS Finance Corp. | D | $323K | 322781 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526204751/0001193125-26-204751-index.htm |
| 2026-05-05 | GS Finance Corp. | D | $184K | 184443 | https://www.sec.gov/Archives/edgar/data/1419828/000119312526204696/0001193125-26-204696-index.htm |
| 2026-04-23 | GS Finance Corp. | D | $1.2M | 1180000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326006108/0000950103-26-006108-index.htm |
| 2026-04-16 | GS Finance Corp. | D | $784K | 784000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326005813/0000950103-26-005813-index.htm |
| 2026-04-16 | GS Finance Corp. | D | $130K | 130000 | https://www.sec.gov/Archives/edgar/data/1419828/000095010326005810/0000950103-26-005810-index.htm |

Source: https://www.sec.gov/data-research/sec-markets-data/form-d-data-sets

---
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.
API: https://sec-api.dev/docs · ChatGPT app: https://chatgpt.com/plugins/plugin_asdk_app_6ae0ef2436ac8191941dae8a4d732669 · Free key: https://sec-api.dev/sign-up