# New York Form D filings, Q2 2026 and Q3 2026

Canonical: https://sec-api.dev/form-d/locations/new-york

> 5,032 notices (2,265 amendments); Rule 506(b) 89.1%, Rule 506(c) 10.6%; amount sold on new notices $68.24B.

| Filed | Issuer | Type | Amount sold | Offering size | Filing |
| --- | --- | --- | --- | --- | --- |
| 2026-09-30 | Searchlight Opportunities III KDN Co-Invest Partners, L.P. | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2157973/000215797326000001/0002157973-26-000001-index.htm |
| 2026-09-30 | CROWDFUNZ 863 LLC | D | $0 | 2500000 | https://www.sec.gov/Archives/edgar/data/2157966/000215796626000001/0002157966-26-000001-index.htm |
| 2026-09-30 | UNLOKD, INC | D/A | $50K | 50000 | https://www.sec.gov/Archives/edgar/data/2157875/000215787526000002/0002157875-26-000002-index.htm |
| 2026-09-30 | UNLOKD, INC | D | $50K | Indefinite | https://www.sec.gov/Archives/edgar/data/2157875/000215787526000001/0002157875-26-000001-index.htm |
| 2026-09-30 | East Rock Commodore Fund, L.P. | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2157589/000215758926000001/0002157589-26-000001-index.htm |
| 2026-09-30 | TPG CLO Equity FoO, L.P. | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2157390/000215739026000001/0002157390-26-000001-index.htm |
| 2026-09-30 | ITC Aurora Co-Invest, LP | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2156741/000215674126000001/0002156741-26-000001-index.htm |
| 2026-09-30 | iCapital-TriaXial Access Fund, L.P. | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2155693/000215569326000001/0002155693-26-000001-index.htm |
| 2026-09-30 | OCA QEP IX LLC | D | $11.7M | Indefinite | https://www.sec.gov/Archives/edgar/data/2155249/000215524926000001/0002155249-26-000001-index.htm |
| 2026-09-30 | OCA QEP IX TE LLC | D | $3.1M | Indefinite | https://www.sec.gov/Archives/edgar/data/2155247/000215524726000001/0002155247-26-000001-index.htm |
| 2026-09-30 | Settle Data, Inc. | D | $15K | 2000000 | https://www.sec.gov/Archives/edgar/data/2157301/000215406726000001/0002154067-26-000001-index.htm |
| 2026-09-30 | Centana CID SPV II, L.P. | D | $8.5M | Indefinite | https://www.sec.gov/Archives/edgar/data/2153917/000215391726000001/0002153917-26-000001-index.htm |
| 2026-09-30 | CMG ManagementCo, LLC | D | $153 | Indefinite | https://www.sec.gov/Archives/edgar/data/2153197/000215319726000002/0002153197-26-000002-index.htm |
| 2026-09-30 | EquityZen Growth Technology Fund LLC - Series 2380 | D | $175K | 175145 | https://www.sec.gov/Archives/edgar/data/2139408/000213940826000001/0002139408-26-000001-index.htm |
| 2026-09-30 | EquityZen Growth Technology Fund LLC - Series 2378 | D | $1.0M | 1041321 | https://www.sec.gov/Archives/edgar/data/2139197/000213919726000001/0002139197-26-000001-index.htm |
| 2026-09-30 | Beyond DC Class A Investments | D | $2.0M | 14000000 | https://www.sec.gov/Archives/edgar/data/2133194/000213319426000001/0002133194-26-000001-index.htm |
| 2026-09-30 | EMIP 27, LLC | D | $2.1M | Indefinite | https://www.sec.gov/Archives/edgar/data/2132759/000213275926000001/0002132759-26-000001-index.htm |
| 2026-09-30 | FCP Venture X LLC, Series XV | D | $1.7M | 12000000 | https://www.sec.gov/Archives/edgar/data/2095501/000209550126000002/0002095501-26-000002-index.htm |
| 2026-09-30 | Royal Oak Recycling Holdings, LLC | D/A | $18.8M | Indefinite | https://www.sec.gov/Archives/edgar/data/2089590/000208959026000001/0002089590-26-000001-index.htm |
| 2026-09-30 | proChain Ventures, a Series of Decile Start Fund, LP | D/A | $575K | 575000 | https://www.sec.gov/Archives/edgar/data/2089421/000208942126000002/0002089421-26-000002-index.htm |
| 2026-09-30 | Lucinda Capital, a Series of Decile Start Fund, LP | D/A | $1.6M | 1645000 | https://www.sec.gov/Archives/edgar/data/2089374/000208937426000001/0002089374-26-000001-index.htm |
| 2026-09-30 | WMA US Large Cap Enhanced Equity Onshore Fund LP | D/A | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2088645/000208864526000001/0002088645-26-000001-index.htm |
| 2026-09-30 | WMA US Large Cap Enhanced Equity Offshore Fund, Ltd. | D/A | $346.0M | Indefinite | https://www.sec.gov/Archives/edgar/data/2088644/000208864426000001/0002088644-26-000001-index.htm |
| 2026-09-30 | iCapital - Hamilton Lane Private Assets Offshore Access Fund SPC | D/A | $53.3M | Indefinite | https://www.sec.gov/Archives/edgar/data/2086637/000208663726000001/0002086637-26-000001-index.htm |
| 2026-09-30 | TPG Apex Securitized Credit Fund, L.P. | D/A | $564.8M | Indefinite | https://www.sec.gov/Archives/edgar/data/2077089/000207708926000001/0002077089-26-000001-index.htm |
| 2026-09-30 | OPHIR GLOBAL CAPITAL INC. | D | $0 | 100000000 | https://www.sec.gov/Archives/edgar/data/2076720/000207672026000002/0002076720-26-000002-index.htm |
| 2026-09-30 | West Street Life Sciences II Employee Offshore Fund LP | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2071553/000207155326000001/0002071553-26-000001-index.htm |
| 2026-09-30 | West Street Life Sciences II Employee Fund LP | D | $0 | Indefinite | https://www.sec.gov/Archives/edgar/data/2071191/000207119126000001/0002071191-26-000001-index.htm |
| 2026-09-30 | Baillie Gifford Private Companies Fund III L.P. | D/A | $581.1M | Indefinite | https://www.sec.gov/Archives/edgar/data/2070812/000207081226000001/0002070812-26-000001-index.htm |
| 2026-09-30 | Preface Ventures IV-A, L.P. | D/A | $56.6M | 56557000 | https://www.sec.gov/Archives/edgar/data/2067580/000206758026000003/0002067580-26-000003-index.htm |

Source: https://www.sec.gov/data-research/sec-markets-data/form-d-data-sets

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