# Total Return Securities Fund (SWZ) insider trading, Q3 2026

Canonical: https://sec-api.dev/insider-trading/swz

> 16 non-derivative transactions: 16 purchases ($258K), 0 sales. CIK 813623.

| Date | Insider | Relationship | Code | Shares | Price | Owned after | Filing |
| --- | --- | --- | --- | --- | --- | --- | --- |
| 2026-09-28 | SELL MORITZ A | Director | P | 2000.0 | 5.77 | 30246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426017612/0001398344-26-017612-index.htm |
| 2026-09-28 | Dakos Andrew | Director, Officer, Other | P | 9000.0 | 5.77 | 60000.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426017532/0001398344-26-017532-index.htm |
| 2026-09-28 | Dakos Andrew | Director, Officer, Other | P | 1000.0 | 5.76 | 51000.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426017532/0001398344-26-017532-index.htm |
| 2026-09-25 | Dakos Andrew | Director, Officer, Other | P | 7649.0 | 5.81 | 47649.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426017532/0001398344-26-017532-index.htm |
| 2026-09-25 | Dakos Andrew | Director, Officer, Other | P | 2351.0 | 5.82 | 50000.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426017532/0001398344-26-017532-index.htm |
| 2026-08-31 | SELL MORITZ A | Director | P | 3000.0 | 5.98 | 28246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426016344/0001398344-26-016344-index.htm |
| 2026-08-24 | Das Rajeev P | Officer | P | 1366.0 | 5.93 | 3400.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426015537/0001398344-26-015537-index.htm |
| 2026-08-21 | Das Rajeev P | Officer | P | 1700.0 | 5.93 | 2034.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426015537/0001398344-26-015537-index.htm |
| 2026-08-10 | SELL MORITZ A | Director | P | 1000.0 | 5.91 | 25246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426014213/0001398344-26-014213-index.htm |
| 2026-07-23 | SELL MORITZ A | Director | P | 2000.0 | 5.86 | 24246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426012674/0001398344-26-012674-index.htm |
| 2026-07-22 | SELL MORITZ A | Director | P | 517.0 | 5.9 | 22246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426012674/0001398344-26-012674-index.htm |
| 2026-07-21 | SELL MORITZ A | Director | P | 483.0 | 5.9 | 21729.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426012496/0001398344-26-012496-index.htm |
| 2026-07-20 | SELL MORITZ A | Director | P | 1000.0 | 5.93 | 21246.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426012496/0001398344-26-012496-index.htm |
| 2026-07-06 | GOLDSTEIN PHILLIP | Director, Officer, Other | P | 5980.0 | 5.95 | 119214.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426011905/0001398344-26-011905-index.htm |
| 2026-07-02 | Dakos Andrew | Director, Officer, Other | P | 4767.0 | 5.92 | 131000.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426011834/0001398344-26-011834-index.htm |
| 2026-07-02 | Dakos Andrew | Director, Officer, Other | P | 233.0 | 5.92 | 126233.0 | https://www.sec.gov/Archives/edgar/data/813623/000139834426011834/0001398344-26-011834-index.htm |

Source: https://www.sec.gov/data-research/sec-markets-data/insider-transactions-data-sets

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