# Form 144: Notice of proposed sale of restricted or control securities

Canonical: https://sec-api.dev/sec-forms/form-144

> Form 144 is a notice that an affiliate or holder of restricted securities intends to sell. It is required when the planned sales in a three-month period exceed 5,000 shares or $50,000, and it signals an intended sale rather than a completed one.

## Who files it

Affiliates and holders of restricted securities selling under Rule 144.

## Deadline

Transmitted to the SEC concurrently with placing the sell order or executing the sale. Electronic filing has been mandatory since April 2023.

## What it contains

- Securities to be sold and the broker
- Aggregate market value and approximate sale date
- Securities sold by the person in the past three months

## Recent filings observed

| Filed | Company | Form | Filing |
| --- | --- | --- | --- |
| 2026-11-09 | NG DOMINIC | 144 | https://www.sec.gov/Archives/edgar/data/1201236/000162828026072234/0001628280-26-072234-index.htm |
| 2026-11-09 | EAST WEST BANCORP INC | 144 | https://www.sec.gov/Archives/edgar/data/1069157/000162828026072234/0001628280-26-072234-index.htm |
| 2026-11-09 | Strickland Scott R. | 144 | https://www.sec.gov/Archives/edgar/data/1738507/000196430626000502/0001964306-26-000502-index.htm |
| 2026-11-09 | WYNDHAM HOTELS & RESORTS, INC. | 144 | https://www.sec.gov/Archives/edgar/data/1722684/000196430626000502/0001964306-26-000502-index.htm |
| 2026-11-09 | Zovighian Bernard J | 144 | https://www.sec.gov/Archives/edgar/data/1665141/000192109426001150/0001921094-26-001150-index.htm |
| 2026-11-09 | Edwards Lifesciences Corp | 144 | https://www.sec.gov/Archives/edgar/data/1099800/000192109426001150/0001921094-26-001150-index.htm |
| 2026-11-09 | BOBO DONALD E JR | 144 | https://www.sec.gov/Archives/edgar/data/1196661/000192109426001149/0001921094-26-001149-index.htm |
| 2026-11-09 | Edwards Lifesciences Corp | 144 | https://www.sec.gov/Archives/edgar/data/1099800/000192109426001149/0001921094-26-001149-index.htm |
| 2026-11-09 | TYRRELL NATHAN S | 144 | https://www.sec.gov/Archives/edgar/data/1666968/000195004726010838/0001950047-26-010838-index.htm |
| 2026-11-09 | HOST HOTELS & RESORTS, INC. | 144 | https://www.sec.gov/Archives/edgar/data/1070750/000195004726010838/0001950047-26-010838-index.htm |

## API

`GET https://sec-api.dev/api/v1/search?query=%22proposed%20sale%22&form=144&limit=5` with `Authorization: Bearer $SEC_API_KEY`

## Questions

**Is a Form 144 a completed trade?** No. It is notice of a proposed sale. A completed sale by a Section 16 insider is reported separately on Form 4.

Source: https://www.sec.gov/files/form144.pdf

---
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.
API: https://sec-api.dev/docs · ChatGPT app: https://chatgpt.com/plugins/plugin_asdk_app_6ae0ef2436ac8191941dae8a4d732669 · Free key: https://sec-api.dev/sign-up