# Form D: Notice of exempt offering of securities

Canonical: https://sec-api.dev/sec-forms/form-d

> Form D is a short notice a company or fund files after selling securities in a private offering exempt from registration, typically under Rule 506(b) or 506(c). It reports the issuer, related persons, the offering size and the amount sold, not detailed financials.

## Who files it

Companies and funds selling securities in reliance on Regulation D (Rule 504 or 506) or Section 4(a)(5).

## Deadline

Within 15 calendar days after the first sale of securities in the offering.

## What it contains

- Issuer identity and related persons
- Industry group and revenue range (often declined)
- Exemption claimed, offering amount and amount sold
- Sales compensation recipients

## Recent filings observed

| Filed | Company | Form | Filing |
| --- | --- | --- | --- |
| 2026-11-09 | BRC Partners IX LP | D | https://www.sec.gov/Archives/edgar/data/2164360/000216436026000001/0002164360-26-000001-index.htm |
| 2026-11-09 | Balerion Space Ventures Global Fund I (Parallel), L.P. | D | https://www.sec.gov/Archives/edgar/data/2163345/000216334526000001/0002163345-26-000001-index.htm |
| 2026-11-09 | Series Fund X, a series of UM Pre-IPO Portfolio Fund II LLC | D | https://www.sec.gov/Archives/edgar/data/2164437/000216443726000001/0002164437-26-000001-index.htm |
| 2026-11-09 | Eyeonix AIQ, Inc. | D/A | https://www.sec.gov/Archives/edgar/data/1807689/000142050626002544/0001420506-26-002544-index.htm |
| 2026-11-09 | Zai Lab Ltd | D | https://www.sec.gov/Archives/edgar/data/1704292/000170429226000038/0001704292-26-000038-index.htm |
| 2026-11-09 | Vintage Infrastructure Partners II Offshore SCSp | D/A | https://www.sec.gov/Archives/edgar/data/2080009/000208000926000001/0002080009-26-000001-index.htm |
| 2026-11-09 | Glowrizz Inc. | D/A | https://www.sec.gov/Archives/edgar/data/2164406/000216440626000002/0002164406-26-000002-index.htm |
| 2026-11-09 | Elka Lane Apts LLC | D | https://www.sec.gov/Archives/edgar/data/2162798/000216279826000001/0002162798-26-000001-index.htm |
| 2026-11-09 | ANTHROPIC SPV | D | https://www.sec.gov/Archives/edgar/data/2154504/000215450426000001/0002154504-26-000001-index.htm |
| 2026-11-09 | Franklin Park Co-Investment Fund VII, L.P. | D | https://www.sec.gov/Archives/edgar/data/2124886/000212488626000001/0002124886-26-000001-index.htm |

## API

`GET https://sec-api.dev/api/v1/offerings?period=2026q3&limit=5` with `Authorization: Bearer $SEC_API_KEY`

## Questions

**Is total amount sold new money this quarter?** No. It is the cumulative amount sold in the offering as of the filing. Amendments repeat and update it, so add only new notices or the latest amendment per offering.

Source: https://www.sec.gov/files/formd.pdf

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Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.
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