# Form SCHEDULE 13D: Beneficial ownership report (active)

Canonical: https://sec-api.dev/sec-forms/schedule-13d

> Schedule 13D is filed by an investor who crosses 5% of a company’s voting stock and may seek to influence or control it. Item 4 states the purpose of the transaction, which is where activist plans appear.

## Who files it

Any person or group acquiring beneficial ownership of more than 5% of a registered class of voting equity who does not qualify for the short-form Schedule 13G.

## Deadline

Within five business days after crossing 5% (shortened from 10 calendar days by the SEC’s 2023 amendments). Material changes must be amended within two business days.

## What it contains

- Identity of the filer and source of funds
- Item 4 purpose of the transaction
- Percentage owned and recent transactions

## Recent filings observed

| Filed | Company | Form | Filing |
| --- | --- | --- | --- |
| 2026-11-09 | 2023 ETF Series Trust | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1969674/000154282626000009/0001542826-26-000009-index.htm |
| 2026-11-09 | Harrison Street Private Wealth LLC | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1542826/000154282626000009/0001542826-26-000009-index.htm |
| 2026-11-09 | WESTWOOD HOLDINGS GROUP INC | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1165002/000080724926000092/0000807249-26-000092-index.htm |
| 2026-11-09 | GAMCO INVESTORS, INC. ET AL | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/807249/000080724926000092/0000807249-26-000092-index.htm |
| 2026-11-09 | BlackRock 2037 Municipal Target Term Trust | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1832871/000007085826000570/0000070858-26-000570-index.htm |
| 2026-11-09 | BANK OF AMERICA CORP /DE/ | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/70858/000007085826000570/0000070858-26-000570-index.htm |
| 2026-11-09 | Valania Brian | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/2129239/000118518526005257/0001185185-26-005257-index.htm |
| 2026-11-09 | Mitesco, Inc. | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/802257/000118518526005257/0001185185-26-005257-index.htm |
| 2026-11-09 | Nexxen International Ltd. | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1849396/000183460026000031/0001834600-26-000031-index.htm |
| 2026-11-09 | Mithaq Capital SPC | SCHEDULE 13D/A | https://www.sec.gov/Archives/edgar/data/1834600/000183460026000031/0001834600-26-000031-index.htm |

## API

`GET https://sec-api.dev/api/v1/filings?cik=320193&form=SCHEDULE%2013D&limit=5` with `Authorization: Bearer $SEC_API_KEY`

## Questions

**What is the difference between 13D and 13G?** 13D is the long form for investors who may seek control. 13G is a short form for passive investors and qualified institutions that meet its conditions.

Source: https://www.sec.gov/rules-regulations/2023/10/s7-06-22

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Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.
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