What is a Form D filing?

Form D is a notice a company or fund files within 15 days after the first sale in a private offering exempt from registration under Regulation D or Section 4(a)(5). 32,592 Form D notices were filed in Q2 2026 and Q3 2026; 67.3% were pooled investment funds.

A Form D reports the issuer, related persons, the exemption and the amount sold, not financial statements.

curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=10" \
  -H "Authorization: Bearer $SEC_API_KEY"

Read more

• Form D by industry and location
• Form D explained

Related questions

• What is the difference between Rule 506(b) and Rule 506(c)?

Written by sec-api.dev, updated 9 November 2026. Numbers recompute from SEC data every six hours.

Plain-text version for agents and LLMs: /questions/what-is-a-form-d-filing.md

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