SEC form glossary

Form 11-K: annual report of employee stock purchase, savings and similar plans.

Form 11-K is the annual report for an employee stock purchase, savings or similar plan that offers the employer’s stock, with the plan’s audited financial statements.

Filed by
Employee benefit plans that offer employer securities registered with the SEC
Deadline
Within 180 days after the plan’s fiscal year end, or as an amendment to the employer’s 10-K for certain plans
Observed filings
None in sample
Volume rank
—

Who files Form 11-K

Employee benefit plans that offer employer securities registered with the SEC.

When it is due

Within 180 days after the plan’s fiscal year end, or as an amendment to the employer’s 10-K for certain plans.

What it contains

  • Plan financial statements
  • Statements of net assets available for benefits

Recent Form 11-K filings we observed

We have not observed a Form 11-K filing in the current sample window. That does not mean none were filed; query the full index through the API.

Get Form 11-K filings through the API

Filter filing metadata by exact form type. Amendments carry their own form label (for example 11-K/A), so request them separately.

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curl "https://sec-api.dev/api/v1/search?query=%22savings%20plan%22&form=11-K&limit=5" \
  -H "Authorization: Bearer $SEC_API_KEY"

API reference · Free key, 1,000 requests a month · SEC source for this form

Questions

What is SEC Form 11-K?

Form 11-K is the annual report for an employee stock purchase, savings or similar plan that offers the employer’s stock, with the plan’s audited financial statements.

When is Form 11-K due?

Within 180 days after the plan’s fiscal year end, or as an amendment to the employer’s 10-K for certain plans.

Who files Form 11-K?

Employee benefit plans that offer employer securities registered with the SEC.

Is an 11-K about the company itself?

No. It reports on the employee plan, not the employer’s operations.

Related forms

Definition and deadline: SEC form instructions or rule release. Examples: our record of EDGAR’s latest-filings feed and daily indexes, last observed 2026-11-09.

Plain-text version for agents and LLMs: /sec-forms/11-k.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.