SEC form glossary

Form 424B2: prospectus filed under rule 424(b).

A 424B2 is a prospectus or prospectus supplement filed under Rule 424(b)(2). In practice most 424B2 filings are pricing supplements for structured notes and other debt issued off a shelf registration, which is why the form is one of the most frequent on EDGAR.

Filed by
Issuers selling registered securities
Deadline
Generally no later than the second business day after pricing or first use, under Rule 424(b)
Observed filings
1,971
Volume rank
#1 of 162 forms

Who files Form 424B2

Issuers selling registered securities, often banks issuing structured notes from a shelf.

When it is due

Generally no later than the second business day after pricing or first use, under Rule 424(b).

What it contains

  • Final terms of the securities
  • Pricing information
  • Risk factors specific to the note

Recent Form 424B2 filings we observed

Newest 12 filings with form 424B2, 424B3, 424B4, 424B5 in our collector’s record (through 2026-11-09). Each links to the filing index on SEC.gov.
FiledCompanyFormAccession
2026-11-09TEN Holdings, Inc.424B50001493152-26-050730
2026-11-09BARCLAYS BANK PLC424B20000950103-26-017166
2026-11-09GS Finance Corp.424B20001193125-26-453642
2026-11-09GOLDMAN SACHS GROUP INC424B20001193125-26-453642
2026-11-09Evernorth Holdings Inc.424B30001628280-26-072223
2026-11-09Wells Fargo Finance LLC424B20001839882-26-055763
2026-11-09WELLS FARGO & COMPANY/MN424B20001839882-26-055763
2026-11-09SmartStop Self Storage REIT, Inc.424B50001193125-26-453632
2026-11-09GS Finance Corp.424B20001193125-26-453617
2026-11-09GOLDMAN SACHS GROUP INC424B20001193125-26-453617
2026-11-09Wells Fargo Finance LLC424B20001839882-26-055761
2026-11-09WELLS FARGO & COMPANY/MN424B20001839882-26-055761

Variants in the sample: 424B2 (1,838), 424B3 (71), 424B5 (58), 424B4 (4).

Get Form 424B2 filings through the API

Filter filing metadata by exact form type. Amendments carry their own form label (for example 424B2/A), so request them separately.

Request with your API key
curl "https://sec-api.dev/api/v1/search?query=%22pricing%20supplement%22&form=424B2&limit=5" \
  -H "Authorization: Bearer $SEC_API_KEY"

API reference · Free key, 1,000 requests a month · SEC source for this form

Questions

What is SEC Form 424B2?

A 424B2 is a prospectus or prospectus supplement filed under Rule 424(b)(2). In practice most 424B2 filings are pricing supplements for structured notes and other debt issued off a shelf registration, which is why the form is one of the most frequent on EDGAR.

When is Form 424B2 due?

Generally no later than the second business day after pricing or first use, under Rule 424(b).

Who files Form 424B2?

Issuers selling registered securities, often banks issuing structured notes from a shelf.

Why are there so many 424B2 filings?

Large banks issue structured notes daily and each issuance needs its own pricing supplement. The count reflects issuance volume, not new companies.

Related forms

Definition and deadline: SEC form instructions or rule release. Examples: our record of EDGAR’s latest-filings feed and daily indexes, last observed 2026-11-09.

Plain-text version for agents and LLMs: /sec-forms/424b2.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.