Company · LPLA · CIK 1397911

LPL Financial Holdings Inc. (LPLA) SEC filings and CIK.

LPLA’s SEC Central Index Key (CIK) is 0001397911, or 1397911 without leading zeros. The SEC’s ticker file lists it as LPL Financial Holdings Inc..

Ticker: LPLA
CIK: 0001397911
Other tickers: None
Insider transactions, Q3 2026: 18

Insider trading

In Q3 2026, insiders at LPL Financial Holdings Inc. reported 18 non-derivative transactions on 13 Forms 3, 4 and 5, including 0 open-market purchases and 8 sales. See every LPLA insider transaction →

Recent filings we observed

No filings for this CIK appear in our current observation window. The full history is available from the filings endpoint below and on SEC.gov.

Get LPLA SEC data through the API

Filing history

curl "https://sec-api.dev/api/v1/filings?cik=1397911&limit=10" \
  -H "Authorization: Bearer $SEC_API_KEY"

Company profile

curl "https://sec-api.dev/api/v1/companies/1397911" \
  -H "Authorization: Bearer $SEC_API_KEY"

Reported XBRL facts

curl "https://sec-api.dev/api/v1/facts/1397911?taxonomy=us-gaap&concept=Revenues&limit=10" \
  -H "Authorization: Bearer $SEC_API_KEY"

Ticker to CIK API · SEC filings API · LPL Financial Holdings Inc. on SEC.gov

Questions

What is LPLA’s CIK number?

LPLA’s SEC Central Index Key (CIK) is 0001397911, or 1397911 without leading zeros. The SEC’s ticker file lists it as LPL Financial Holdings Inc..

How do I find LPL Financial Holdings Inc.’s 10-K?

Request /api/v1/filings?cik=1397911&form=10-K, or open the company’s EDGAR page and filter by 10-K. Foreign issuers file 20-F or 40-F instead.

Ticker and CIK: SEC company_tickers.json, cached 2026-11-02. Tickers can move between entities; the CIK identifies the filer.

Plain-text version for agents and LLMs: /companies/lpla.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.