LPL Financial Holdings Inc. (LPLA) insider trading.
In Q3 2026, insiders at LPL Financial Holdings Inc. reported 18 non-derivative transactions on 13 Forms 3, 4 and 5: 0 open-market purchases and 8 sales worth $2.1M.
- Transactions
- 18
- Purchases (P)
- 0
- Sales (S)
- 8
- Net shares, P minus S
- -5,867
- Insiders
- 12
- Last filed
- 2026-09-14
Insiders
| Insider | Relationship | Transactions | Buys | Sales |
|---|---|---|---|---|
| Enyedi Matthew | Officer · Group Managing Director | 5 | 0 | 5 |
| Putnam James S | Director | 2 | 0 | 0 |
| Gates Greg | Officer · Group Managing Director | 2 | 0 | 1 |
| Reeping Katharine | Officer · Principal Accounting Officer | 1 | 0 | 1 |
| Field Emily | Officer · Group Managing Director | 1 | 0 | 0 |
| Bernard Edward C | Director | 1 | 0 | 0 |
| Eberhart Paulett | Director | 1 | 0 | 0 |
| Glavin William Francis Jr | Director | 1 | 0 | 0 |
| Mnookin Allison | Director | 1 | 0 | 0 |
| Schifter Richard P | Director | 1 | 0 | 0 |
| Thomas Corey E. | Director | 1 | 0 | 0 |
| Jambusaria Aneri | Officer · Group Managing Director | 1 | 0 | 1 |
Transactions
| Date | Insider | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine | S (D) | 440 | $347.88 | 1,774 | Form 4 |
| 2026-09-05 | Field Emily | F (D) | 106 | $359.33 | 1,833 | Form 4 |
| 2026-08-28 | Bernard Edward C | A (A) | 3 | $0 | 16,262 | Form 4 |
| 2026-08-28 | Eberhart Paulett | A (A) | 4 | $0 | 17,764 | Form 4 |
| 2026-08-28 | Glavin William Francis Jr | A (A) | 10 | $0 | 24,074 | Form 4 |
| 2026-08-28 | Mnookin Allison | A (A) | 2 | $0 | 11,763 | Form 4 |
| 2026-08-28 | Putnam James S | A (A) | 7 | $0 | 135,298 | Form 4 |
| 2026-08-28 | Schifter Richard P | A (A) | 14 | $0 | 39,192 | Form 4 |
| 2026-08-28 | Thomas Corey E. | A (A) | 4 | $0 | 14,912 | Form 4 |
| 2026-08-27 | Jambusaria Aneri | S (D) | 308 | $357.36 | 6,107 | Form 4 |
| 2026-08-20 | Gates Greg | M (A) | 7,189 | $77.53 | 27,721 | Form 4 |
| 2026-08-20 | Gates Greg | S (D) | 4,119 | $355.38 | 23,602 | Form 4 |
| 2026-08-03 | Putnam James S | G (D) | 2,000 | $0 | 135,291 | Form 4 |
| 2026-07-31 | Enyedi Matthew | S (D) | 1 | $355.51 | 13,121 | Form 4 |
| 2026-07-31 | Enyedi Matthew | S (D) | 51 | $354.52 | 13,122 | Form 4 |
| 2026-07-31 | Enyedi Matthew | S (D) | 296 | $353.37 | 13,173 | Form 4 |
| 2026-07-31 | Enyedi Matthew | S (D) | 463 | $352.77 | 13,469 | Form 4 |
| 2026-07-31 | Enyedi Matthew | S (D) | 189 | $351.06 | 13,932 | Form 4 |
Transaction codes in this quarter
Get LPLA insider transactions through the API
curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&cik=1397911&limit=100" \
-H "Authorization: Bearer $SEC_API_KEY"Insider trading API guide · LPLA company page · LPL Financial Holdings Inc. on SEC.gov
Questions
Are insiders buying or selling LPL Financial Holdings Inc. (LPLA)?
In Q3 2026, insiders at LPL Financial Holdings Inc. reported 18 non-derivative transactions on 13 Forms 3, 4 and 5: 0 open-market purchases and 8 sales worth $2.1M. Grants, tax withholding and option exercises are counted as transactions but are not purchases or sales.
Where do these LPL Financial Holdings Inc. insider trades come from?
From the SEC Insider Transactions Data Sets for Q3 2026, which republish the Forms 3, 4 and 5 filed on EDGAR. Each row links to its filing on SEC.gov.
Plain-text version for agents and LLMs: /insider-trading/lpla.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.