Form 4 code · Rule 16b-3

Code A: grant, award or other acquisition from the company.

A grant, award or other acquisition from the issuer that is exempt under Rule 16b-3(d), such as restricted stock units or option grants. Compensation, not a purchase with the insider’s own money. Exclude from buy signals.

Quarter
Q3 2026
Non-derivative rows
9,817
Derivative rows
7,483
Share of non-derivative
16.4%

Recent code A transactions

Latest-dated code A rows in Q3 2026. Shares and prices are as filed.
DateIssuerInsiderSharesPriceFiling
2026-09-30Qualcomm Inc/DeMclaughlin Mark D393$04
2026-09-30Qualcomm Inc/DeTricoire Jean-Pascal183$04
2026-09-30VerifyMe, Inc.Cola Jennifer L.13,000$04
2026-09-30Loews CorpTisch James S237$04
2026-09-30Wintrust Financial CorpKenney Brian A470$160.724
2026-09-30Loews CorpFribourg Paul J237$04

Query code A transactions

Request with your API key
curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&transactionCode=A&limit=10" \
  -H "Authorization: Bearer $SEC_API_KEY"

Insider trading API · Insider trading by company

Questions

What does transaction code A mean on Form 4?

A grant, award or other acquisition from the issuer that is exempt under Rule 16b-3(d), such as restricted stock units or option grants. Compensation, not a purchase with the insider’s own money. Exclude from buy signals.

How common is code A?

In Q3 2026, code A appeared on 9,817 non-derivative and 7,483 derivative transaction rows in the SEC insider transactions data set (16.4% of non-derivative rows).

Other codes

Plain-text version for agents and LLMs: /form-4-transaction-codes/a.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.