Code U: disposition pursuant to a tender of shares in a change of control.
Disposition of securities pursuant to a tender of shares in a change of control transaction. Appears around acquisitions of the issuer.
- Quarter
- Q3 2026
- Non-derivative rows
- 38
- Derivative rows
- 0
- Share of non-derivative
- 0.1%
Recent code U transactions
| Date | Issuer | Insider | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-09 | Barinthus Biotherapeutics plc. | Oxford Science Enterprises plc | 8,797,770 | $0.11 | 4/A |
| 2026-08-27 | Forte Biosciences, Inc. | Gryska David W | 5,940 | — | 4 |
| 2026-08-27 | Forte Biosciences, Inc. | Riley Antony A | 42,600 | — | 4 |
| 2026-08-27 | Forte Biosciences, Inc. | Wagner Paul A. | 85,482 | — | 4 |
| 2026-08-27 | Forte Biosciences, Inc. | Kornfeld Steven | 3,960 | — | 4 |
| 2026-07-28 | Open Lending Corp | Greenberg Blair J. | 7,564,566 | $3.15 | 4 |
Query code U transactions
Request with your API key
curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&transactionCode=U&limit=10" \
-H "Authorization: Bearer $SEC_API_KEY"Insider trading API · Insider trading by company
Questions
What does transaction code U mean on Form 4?
Disposition of securities pursuant to a tender of shares in a change of control transaction. Appears around acquisitions of the issuer.
How common is code U?
In Q3 2026, code U appeared on 38 non-derivative and 0 derivative transaction rows in the SEC insider transactions data set (0.1% of non-derivative rows).
Other codes
P: Open market orS: Open market orV: Voluntarily reported earlierA: Grant, award orD: Disposition to theF: Payment of exerciseI: Discretionary transactionM: Exercise or conversionC: Conversion of derivativeE: Expiration of shortH: Expiration or cancellationO: Exercise of out-of-the-moneyX: Exercise of in-the-moneyG: Bona fide giftL: Small acquisition underW: Acquisition or dispositionZ: Deposit into orJ: Other acquisition orK: Transaction in equity
Meaning: Form 4 General Instructions, Instruction 8. Counts and examples: SEC insider transactions data sets, Q3 2026.
Plain-text version for agents and LLMs: /form-4-transaction-codes/u.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.