Axos Financial, Inc. (AX) insider trading.
In Q3 2026, insiders at Axos Financial, Inc. reported 22 non-derivative transactions on 13 Forms 3, 4 and 5: 0 open-market purchases and 2 sales worth $178K.
- Transactions
- 22
- Purchases (P)
- 0
- Sales (S)
- 2
- Net shares, P minus S
- -1,775
- Insiders
- 12
- Last filed
- 2026-09-16
Insiders
| Insider | Relationship | Transactions | Buys | Sales |
|---|---|---|---|---|
| Matsumoto Raymond D | Other | 2 | 0 | 0 |
| Walsh Derrick | Officer · EVP, Chief Financial Officer | 2 | 0 | 0 |
| Tolla John Charles | Officer · EVP, Chief Risk Officer | 2 | 0 | 0 |
| Swanson Brian D | Other | 2 | 0 | 0 |
| Bar-Adon Eshel | Officer · EVP, Strategic Partnerships an | 2 | 0 | 0 |
| Constantine Thomas M | Other | 2 | 0 | 0 |
| Gill Ann | Other | 2 | 0 | 0 |
| Thiele Candace L | Other | 2 | 0 | 0 |
| Watson Michael James | Other | 2 | 0 | 0 |
| Garrabrants Gregory | Director, Officer · President and CEO | 2 | 0 | 0 |
| Santi Roque A | Director | 1 | 0 | 1 |
| Nick Mosich | Director | 1 | 0 | 1 |
Transactions
| Date | Insider | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-15 | Matsumoto Raymond D | M (A) | 4,946 | $92.68 | 46,579 | Form 4 |
| 2026-09-15 | Matsumoto Raymond D | D (D) | 2,668 | $92.68 | 43,911 | Form 4 |
| 2026-09-15 | Walsh Derrick | D (D) | 2,222 | $92.68 | 42,058 | Form 4 |
| 2026-09-15 | Walsh Derrick | M (A) | 4,127 | $92.68 | 44,280 | Form 4 |
| 2026-09-15 | Tolla John Charles | M (A) | 3,502 | $92.68 | 32,796 | Form 4 |
| 2026-09-15 | Tolla John Charles | D (D) | 1,885 | $92.68 | 30,911 | Form 4 |
| 2026-09-15 | Swanson Brian D | D (D) | 1,822 | $92.68 | 59,582 | Form 4 |
| 2026-09-15 | Swanson Brian D | M (A) | 3,381 | $92.68 | 61,404 | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | M (A) | 3,629 | $92.68 | 133,007 | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | D (D) | 1,956 | $92.68 | 131,051 | Form 4 |
| 2026-09-15 | Constantine Thomas M | M (A) | 3,905 | $92.68 | 20,100 | Form 4 |
| 2026-09-15 | Constantine Thomas M | D (D) | 2,102 | $92.68 | 17,998 | Form 4 |
| 2026-09-15 | Gill Ann | M (A) | 1,643 | $92.68 | 12,224 | Form 4 |
| 2026-09-15 | Gill Ann | D (D) | 884 | $92.68 | 11,340 | Form 4 |
| 2026-09-15 | Thiele Candace L | M (A) | 1,122 | $92.68 | 2,130 | Form 4 |
| 2026-09-15 | Thiele Candace L | D (D) | 547 | $92.68 | 1,583 | Form 4 |
| 2026-09-15 | Watson Michael James | D (D) | 1,583 | $92.68 | 6,183 | Form 4 |
| 2026-09-15 | Watson Michael James | M (A) | 3,174 | $92.68 | 7,766 | Form 4 |
| 2026-08-05 | Santi Roque A | S (D) | 500 | $105.3 | 7,146 | Form 4 |
| 2026-06-30 | Garrabrants Gregory | A (A) | 202,032 | $97.39 | 1,618,261 | Form 4 |
| 2026-06-30 | Garrabrants Gregory | D (D) | 108,995 | $97.39 | 1,509,266 | Form 4 |
| 2026-02-17 | Nick Mosich | S (D) | 1,275 | $98 | 64,849 | Form 4/A |
Transaction codes in this quarter
Get AX insider transactions through the API
curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&cik=1299709&limit=100" \
-H "Authorization: Bearer $SEC_API_KEY"Insider trading API guide · AX company page · Axos Financial, Inc. on SEC.gov
Questions
Are insiders buying or selling Axos Financial, Inc. (AX)?
In Q3 2026, insiders at Axos Financial, Inc. reported 22 non-derivative transactions on 13 Forms 3, 4 and 5: 0 open-market purchases and 2 sales worth $178K. Grants, tax withholding and option exercises are counted as transactions but are not purchases or sales.
Where do these Axos Financial, Inc. insider trades come from?
From the SEC Insider Transactions Data Sets for Q3 2026, which republish the Forms 3, 4 and 5 filed on EDGAR. Each row links to its filing on SEC.gov.
Plain-text version for agents and LLMs: /insider-trading/ax.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.