Principal Financial Group Inc (PFG) insider trading.
In Q3 2026, insiders at Principal Financial Group Inc reported 29 non-derivative transactions on 23 Forms 3, 4 and 5: 0 open-market purchases and 0 sales.
- Transactions
- 29
- Purchases (P)
- 0
- Sales (S)
- 0
- Net shares, P minus S
- 0
- Insiders
- 21
- Last filed
- 2026-09-29
Insiders
| Insider | Relationship | Transactions | Buys | Sales |
|---|---|---|---|---|
| Strable-Soethout Deanna D | Officer · Chair, President and CEO | 6 | 0 | 0 |
| Friedrich Amy Christine | Officer · President - Benefits & Protect | 3 | 0 | 0 |
| Pitz Joel | Officer · EVP & CFO | 2 | 0 | 0 |
| Hochschild Roger C | Director | 1 | 0 | 0 |
| Mills Scott | Director | 1 | 0 | 0 |
| Kay Kathleen B | Officer · EVP-Chief Information Officer | 1 | 0 | 0 |
| Bhatia Kamal | Officer · President and CEO - PAM | 1 | 0 | 0 |
| McCullum Kenneth A. | Officer · EVP - Chief Risk Officer | 1 | 0 | 0 |
| Littlefield Christopher J | Officer · President - RIS | 1 | 0 | 0 |
| Cheong Wee Yee | Officer · President - Asia & Middle East | 1 | 0 | 0 |
| Agrawal Vivek | Officer · EVP & Chief Growth Officer | 1 | 0 | 0 |
| Brown Timothy W. | Officer · EVP, General Counsel and Sec | 1 | 0 | 0 |
| Rivera Alfredo | Director | 1 | 0 | 0 |
| Carter Miller Jocelyn | Director | 1 | 0 | 0 |
| Mitchell H Elizabeth | Director | 1 | 0 | 0 |
| Richer Clare Stack | Director | 1 | 0 | 0 |
| Pickerell Blair | Director | 1 | 0 | 0 |
| Nordin Diane C | Director | 1 | 0 | 0 |
| Muruzabal Claudio | Director | 1 | 0 | 0 |
| Beams Mary E. | Director | 1 | 0 | 0 |
| Auerbach Jonathan | Director | 1 | 0 | 0 |
Transactions
| Date | Insider | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-25 | Strable-Soethout Deanna D | A (A) | 593 | $0 | 174,460 | Form 4 |
| 2026-09-25 | Strable-Soethout Deanna D | A (A) | 42 | $0 | 53,584 | Form 4 |
| 2026-09-25 | Hochschild Roger C | A (A) | 285 | $0 | 41,762 | Form 4 |
| 2026-09-25 | Mills Scott | A (A) | 246 | $0 | 36,386 | Form 4 |
| 2026-09-25 | Friedrich Amy Christine | A (A) | 577 | $0 | 109,440 | Form 4 |
| 2026-09-25 | Kay Kathleen B | A (A) | 383 | $0 | 44,683 | Form 4 |
| 2026-09-25 | Bhatia Kamal | A (A) | 415 | $0 | 65,869 | Form 4 |
| 2026-09-25 | Pitz Joel | A (A) | 226 | $0 | 44,224 | Form 4 |
| 2026-09-25 | Pitz Joel | A (A) | 2 | $0 | 2,930 | Form 4 |
| 2026-09-25 | McCullum Kenneth A. | A (A) | 71 | $0 | 41,141 | Form 4 |
| 2026-09-25 | Littlefield Christopher J | A (A) | 538 | $0 | 77,279 | Form 4 |
| 2026-09-25 | Cheong Wee Yee | A (A) | 354 | $0 | 67,173 | Form 4 |
| 2026-09-25 | Agrawal Vivek | A (A) | 226 | $0 | 46,762 | Form 4 |
| 2026-09-25 | Brown Timothy W. | A (A) | 163 | $0 | 22,442 | Form 4 |
| 2026-09-25 | Rivera Alfredo | A (A) | 113 | $0 | 16,624 | Form 4 |
| 2026-09-25 | Carter Miller Jocelyn | A (A) | 648 | $0 | 91,979 | Form 4 |
| 2026-09-25 | Mitchell H Elizabeth | A (A) | 78 | $0 | 13,278 | Form 4 |
| 2026-09-25 | Richer Clare Stack | A (A) | 138 | $0 | 21,550 | Form 4 |
| 2026-09-25 | Pickerell Blair | A (A) | 273 | $0 | 40,100 | Form 4 |
| 2026-09-25 | Nordin Diane C | A (A) | 211 | $0 | 31,548 | Form 4 |
| 2026-09-25 | Muruzabal Claudio | A (A) | 97 | $0 | 13,699 | Form 4 |
| 2026-09-25 | Beams Mary E. | A (A) | 105 | $0 | 17,066 | Form 4 |
| 2026-09-25 | Auerbach Jonathan | A (A) | 161 | $0 | 23,112 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna D | D (D) | 55,140 | $120.6 | 173,867 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna D | A (A) | 18,380 | $63.98 | 210,627 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna D | A (A) | 18,380 | $63.98 | 192,247 | Form 4 |
| 2026-09-03 | Strable-Soethout Deanna D | A (A) | 18,380 | $63.98 | 229,007 | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | A (A) | 35,680 | $63.98 | 144,543 | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | D (D) | 35,680 | $113.8 | 108,863 | Form 4 |
Transaction codes in this quarter
Get PFG insider transactions through the API
curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&cik=1126328&limit=100" \
-H "Authorization: Bearer $SEC_API_KEY"Insider trading API guide · PFG company page · Principal Financial Group Inc on SEC.gov
Questions
Are insiders buying or selling Principal Financial Group Inc (PFG)?
In Q3 2026, insiders at Principal Financial Group Inc reported 29 non-derivative transactions on 23 Forms 3, 4 and 5: 0 open-market purchases and 0 sales. Grants, tax withholding and option exercises are counted as transactions but are not purchases or sales.
Where do these Principal Financial Group Inc insider trades come from?
From the SEC Insider Transactions Data Sets for Q3 2026, which republish the Forms 3, 4 and 5 filed on EDGAR. Each row links to its filing on SEC.gov.
Plain-text version for agents and LLMs: /insider-trading/pfg.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.