Goldstein Phillip: insider trades.
Goldstein Phillip reported 5 non-derivative transactions on 3 SEC ownership filings in Q3 2026: 5 open-market purchases ($174K) and 0 sales, across 2 companies.
- Transactions
- 5
- Purchases (P)
- 5
- Sales (S)
- 0
- Companies
- 2
- Name as filed
- GOLDSTEIN PHILLIP
Companies
| Company | Relationship | Transactions |
|---|---|---|
| High Income Securities Fund (PCF) | Director, Other | 4 |
| Total Return Securities Fund (SWZ) | Director, Officer, Other · Secretary | 1 |
Transactions
| Date | Company | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| 2026-08-20 | High Income Securities Fund | P | 5,000 | $5.34 | 72,860 | Form 4 |
| 2026-08-19 | High Income Securities Fund | P | 10,000 | $5.37 | 67,860 | Form 4 |
| 2026-08-19 | High Income Securities Fund | P | 10,000 | $5.4 | 57,860 | Form 4 |
| 2026-08-06 | High Income Securities Fund | P | 819 | $5.3 | 47,860 | Form 4 |
| 2026-07-06 | Total Return Securities Fund | P | 5,980 | $5.95 | 119,214 | Form 4 |
Questions
What stock did Goldstein Phillip buy or sell?
Goldstein Phillip reported 5 non-derivative transactions on 3 SEC ownership filings in Q3 2026: 5 open-market purchases ($174K) and 0 sales, across 2 companies.
Is Goldstein Phillip the same person as other filers with this name?
This page covers SEC CIK 1067621 only. The SEC assigns each reporting owner a CIK, and people with the same name have different CIKs.
Source: SEC Insider Transactions Data Sets, Q3 2026. Reported as filed; we do not assess intent, performance or compliance. All filings for this CIK on SEC.gov.
Plain-text version for agents and LLMs: /insiders/goldstein-phillip-1067621.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.