Reporting owner · Q3 2026 · CIK 1067621

Goldstein Phillip: insider trades.

Goldstein Phillip reported 5 non-derivative transactions on 3 SEC ownership filings in Q3 2026: 5 open-market purchases ($174K) and 0 sales, across 2 companies.

Transactions
5
Purchases (P)
5
Sales (S)
0
Companies
2
Name as filed
GOLDSTEIN PHILLIP

Companies

CompanyRelationshipTransactions
High Income Securities Fund (PCF)Director, Other4
Total Return Securities Fund (SWZ)Director, Officer, Other · Secretary1

Transactions

5 non-derivative rows. Shares and prices as filed.
DateCompanyCodeSharesPriceOwned afterFiling
2026-08-20High Income Securities FundP5,000$5.3472,860Form 4
2026-08-19High Income Securities FundP10,000$5.3767,860Form 4
2026-08-19High Income Securities FundP10,000$5.457,860Form 4
2026-08-06High Income Securities FundP819$5.347,860Form 4
2026-07-06Total Return Securities FundP5,980$5.95119,214Form 4

Questions

What stock did Goldstein Phillip buy or sell?

Goldstein Phillip reported 5 non-derivative transactions on 3 SEC ownership filings in Q3 2026: 5 open-market purchases ($174K) and 0 sales, across 2 companies.

Is Goldstein Phillip the same person as other filers with this name?

This page covers SEC CIK 1067621 only. The SEC assigns each reporting owner a CIK, and people with the same name have different CIKs.

Source: SEC Insider Transactions Data Sets, Q3 2026. Reported as filed; we do not assess intent, performance or compliance. All filings for this CIK on SEC.gov.

Plain-text version for agents and LLMs: /insiders/goldstein-phillip-1067621.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.