Insider trading · Q3 2026 · CIK 813623

Total Return Securities Fund (SWZ) insider trading.

Name: Total Return Securities Fund insider transactions, Q3 2026
Creator: U.S. Securities and Exchange Commission

In Q3 2026, insiders at Total Return Securities Fund reported 16 non-derivative transactions on 9 Forms 3, 4 and 5: 16 open-market purchases worth $258K and 0 sales.

Transactions: 16
Purchases (P): 16
Sales (S): 0
Net shares, P minus S: 44,046
Insiders: 4
Last filed: 2026-09-30

Insiders

Insider	Relationship	Transactions	Buys
Sell Moritz A	Director	7	7
Dakos Andrew	Director, Officer, Other · President and CEO	6	6
Das Rajeev P	Officer · Secretary	2	2
Goldstein Phillip	Director, Officer, Other · Secretary	1	1

Transactions

16 non-derivative rows, newest transaction first. Shares and prices as filed.
Date	Insider	Code	Shares	Price	Owned after	Filing
2026-09-28	Sell Moritz A	P (A)	2,000	$5.77	30,246	Form 4
2026-09-28	Dakos Andrew	P (A)	9,000	$5.77	60,000	Form 4
2026-09-28	Dakos Andrew	P (A)	1,000	$5.76	51,000	Form 4
2026-09-25	Dakos Andrew	P (A)	7,649	$5.81	47,649	Form 4
2026-09-25	Dakos Andrew	P (A)	2,351	$5.82	50,000	Form 4
2026-08-31	Sell Moritz A	P (A)	3,000	$5.98	28,246	Form 4
2026-08-24	Das Rajeev P	P (A)	1,366	$5.93	3,400	Form 4
2026-08-21	Das Rajeev P	P (A)	1,700	$5.93	2,034	Form 4
2026-08-10	Sell Moritz A	P (A)	1,000	$5.91	25,246	Form 4
2026-07-23	Sell Moritz A	P (A)	2,000	$5.86	24,246	Form 4
2026-07-22	Sell Moritz A	P (A)	517	$5.9	22,246	Form 4
2026-07-21	Sell Moritz A	P (A)	483	$5.9	21,729	Form 4
2026-07-20	Sell Moritz A	P (A)	1,000	$5.93	21,246	Form 4
2026-07-06	Goldstein Phillip	P (A)	5,980	$5.95	119,214	Form 4
2026-07-02	Dakos Andrew	P (A)	4,767	$5.92	131,000	Form 4
2026-07-02	Dakos Andrew	P (A)	233	$5.92	126,233	Form 4

Transaction codes in this quarter

P: 16

Get SWZ insider transactions through the API

Request with your API key

curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&cik=813623&limit=100" \
  -H "Authorization: Bearer $SEC_API_KEY"

Insider trading API guide · SWZ company page · Total Return Securities Fund on SEC.gov

Questions

Are insiders buying or selling Total Return Securities Fund (SWZ)?

In Q3 2026, insiders at Total Return Securities Fund reported 16 non-derivative transactions on 9 Forms 3, 4 and 5: 16 open-market purchases worth $258K and 0 sales. Grants, tax withholding and option exercises are counted as transactions but are not purchases or sales.

Where do these Total Return Securities Fund insider trades come from?

From the SEC Insider Transactions Data Sets for Q3 2026, which republish the Forms 3, 4 and 5 filed on EDGAR. Each row links to its filing on SEC.gov.

Source: SEC Insider Transactions Data Sets, Q3 2026, retrieved 2026-10-27. Footnotes, derivative holdings and amendments are in the linked filings. Not investment advice.

Plain-text version for agents and LLMs: /insider-trading/swz.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.