Kleinman Adam M: insider trades.
Kleinman Adam M reported 5 non-derivative transactions on 2 SEC ownership filings in Q3 2026: 0 open-market purchases and 0 sales, across 2 companies.
- Transactions
- 5
- Purchases (P)
- 0
- Sales (S)
- 0
- Companies
- 2
- Name as filed
- Kleinman Adam M
Companies
| Company | Relationship | Transactions |
|---|---|---|
| Great Elm Capital Corp. (GECC) | Officer · CCO and Secretary | 3 |
| Great Elm Group, Inc. (GEG) | Officer · President | 2 |
Transactions
| Date | Company | Code | Shares | Price | Owned after | Filing |
|---|---|---|---|---|---|---|
| 2026-09-21 | Great Elm Group, Inc. | F | 17,367 | $2.15 | 608,131 | Form 4 |
| 2026-09-21 | Great Elm Group, Inc. | A | 40,104 | $0 | 625,498 | Form 4 |
| 2026-09-21 | Great Elm Capital Corp. | A | 791 | $0 | 60,680 | Form 4 |
| 2026-09-21 | Great Elm Capital Corp. | A | 15,292 | $0 | 59,889 | Form 4 |
| 2026-09-21 | Great Elm Capital Corp. | F | 3,451 | $5.37 | 57,229 | Form 4 |
Questions
What stock did Kleinman Adam M buy or sell?
Kleinman Adam M reported 5 non-derivative transactions on 2 SEC ownership filings in Q3 2026: 0 open-market purchases and 0 sales, across 2 companies.
Is Kleinman Adam M the same person as other filers with this name?
This page covers SEC CIK 1715823 only. The SEC assigns each reporting owner a CIK, and people with the same name have different CIKs.
Source: SEC Insider Transactions Data Sets, Q3 2026. Reported as filed; we do not assess intent, performance or compliance. All filings for this CIK on SEC.gov.
Plain-text version for agents and LLMs: /insiders/kleinman-adam-m-1715823.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.