Form 497K: summary prospectus for mutual funds.
A 497K is a fund’s summary prospectus filed under Rule 497(k). It is the short document investors see first, with fees, investment objectives, principal risks and performance.
- Filed by
- Open-end funds using a summary prospectus under Rule 498
- Deadline
- Filed under Rule 497 when first used
- Observed filings
- 233
- Volume rank
- #17 of 162 forms
Who files Form 497K
Open-end funds using a summary prospectus under Rule 498.
When it is due
Filed under Rule 497 when first used.
What it contains
- Fee table
- Principal investment strategies and risks
- Performance bar chart and table
Recent Form 497K filings we observed
| Filed | Company | Form | Accession |
|---|---|---|---|
| 2026-11-09 | VanEck ETF Trust | 497 | 0001137360-26-001008 |
| 2026-11-09 | Nomura ETF Trust II | 497 | 0002071844-26-001849 |
| 2026-11-09 | TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT 11 | 497 | 0001140019-26-000221 |
| 2026-11-09 | PROSHARES TRUST | 497 | 0001174610-26-001224 |
| 2026-11-09 | PROSHARES TRUST | 497 | 0001174610-26-001223 |
| 2026-11-09 | AMERICAN CENTURY ETF TRUST | 497K | 0001710607-26-000343 |
| 2026-11-09 | AMERICAN CENTURY ETF TRUST | 497K | 0001710607-26-000342 |
| 2026-11-09 | AMERICAN CENTURY ETF TRUST | 497 | 0001710607-26-000341 |
| 2026-11-09 | Themes ETF Trust | 497K | 0001829126-26-012141 |
| 2026-11-09 | Themes ETF Trust | 497K | 0001829126-26-012137 |
| 2026-11-09 | HC CAPITAL TRUST | 497 | 0001104659-26-124394 |
| 2026-11-09 | Man ETF Series Trust | 497 | 0001193125-26-453245 |
Variants in the sample: 497K (141), 497 (92).
Get Form 497K filings through the API
Filter filing metadata by exact form type. Amendments carry their own form label (for example 497K/A), so request them separately.
curl "https://sec-api.dev/api/v1/search?query=%22summary%20prospectus%22&form=497K&limit=5" \
-H "Authorization: Bearer $SEC_API_KEY"API reference · Free key, 1,000 requests a month · SEC source for this form
Questions
What is SEC Form 497K?
A 497K is a fund’s summary prospectus filed under Rule 497(k). It is the short document investors see first, with fees, investment objectives, principal risks and performance.
When is Form 497K due?
Filed under Rule 497 when first used.
Who files Form 497K?
Open-end funds using a summary prospectus under Rule 498.
Where are fund fees disclosed?
In the fee table near the start of the summary prospectus (497K) and the statutory prospectus.
Related forms
Plain-text version for agents and LLMs: /sec-forms/497k.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.