Form 5: annual statement of changes in beneficial ownership.

Form 5 is an annual report insiders use for certain transactions that were exempt from Form 4 or that should have been reported earlier. Many insiders never file one because they have nothing deferred to report.

Filed by

Section 16 insiders with exempt or deferred transactions to report

Deadline

Within 45 days after the issuer’s fiscal year end

Observed filings

2

Volume rank

#111 of 162 forms

Who files Form 5

Section 16 insiders with exempt or deferred transactions to report.

When it is due

Within 45 days after the issuer’s fiscal year end.

What it contains

• Small acquisitions and gifts eligible for deferred reporting
• Transactions not reported during the year

Recent Form 5 filings we observed

Get Form 5 filings through the API

Filter filing metadata by exact form type. Amendments carry their own form label (for example 5/A), so request them separately.

curl "https://sec-api.dev/api/v1/insider-transactions?period=2026q3&form=5&limit=5" \
  -H "Authorization: Bearer $SEC_API_KEY"

API reference · Free key, 1,000 requests a month · SEC source for this form

Related forms

Plain-text version for agents and LLMs: /sec-forms/form-5.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.