Form SCHEDULE 13D: beneficial ownership report (active).

Schedule 13D is filed by an investor who crosses 5% of a company’s voting stock and may seek to influence or control it. Item 4 states the purpose of the transaction, which is where activist plans appear.

Filed by

Any person or group acquiring beneficial ownership of more than 5% of a registered class of voting equity who does not qualify for the short-form Schedule 13G

Deadline

Within five business days after crossing 5% (shortened from 10 calendar days by the SEC’s 2023 amendments)

Observed filings

105

Volume rank

#33 of 162 forms

Who files Form SCHEDULE 13D

Any person or group acquiring beneficial ownership of more than 5% of a registered class of voting equity who does not qualify for the short-form Schedule 13G.

When it is due

Within five business days after crossing 5% (shortened from 10 calendar days by the SEC’s 2023 amendments). Material changes must be amended within two business days.

What it contains

• Identity of the filer and source of funds
• Item 4 purpose of the transaction
• Percentage owned and recent transactions

Recent Form SCHEDULE 13D filings we observed

Variants in the sample: SCHEDULE 13D/A (74), SCHEDULE 13D (31).

Get Form SCHEDULE 13D filings through the API

Filter filing metadata by exact form type. Amendments carry their own form label (for example SCHEDULE 13D/A), so request them separately.

curl "https://sec-api.dev/api/v1/filings?cik=320193&form=SCHEDULE%2013D&limit=5" \
  -H "Authorization: Bearer $SEC_API_KEY"

API reference · Free key, 1,000 requests a month · SEC source for this form

Related forms

Plain-text version for agents and LLMs: /sec-forms/schedule-13d.md

Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.