Form 144: notice of proposed sale of restricted or control securities.
Form 144 is a notice that an affiliate or holder of restricted securities intends to sell. It is required when the planned sales in a three-month period exceed 5,000 shares or $50,000, and it signals an intended sale rather than a completed one.
- Filed by
- Affiliates and holders of restricted securities selling under Rule 144
- Deadline
- Transmitted to the SEC concurrently with placing the sell order or executing the sale
- Observed filings
- 458
- Volume rank
- #7 of 162 forms
Who files Form 144
Affiliates and holders of restricted securities selling under Rule 144.
When it is due
Transmitted to the SEC concurrently with placing the sell order or executing the sale. Electronic filing has been mandatory since April 2023.
What it contains
- Securities to be sold and the broker
- Aggregate market value and approximate sale date
- Securities sold by the person in the past three months
Recent Form 144 filings we observed
| Filed | Company | Form | Accession |
|---|---|---|---|
| 2026-11-09 | NG DOMINIC | 144 | 0001628280-26-072234 |
| 2026-11-09 | EAST WEST BANCORP INC | 144 | 0001628280-26-072234 |
| 2026-11-09 | Strickland Scott R. | 144 | 0001964306-26-000502 |
| 2026-11-09 | WYNDHAM HOTELS & RESORTS, INC. | 144 | 0001964306-26-000502 |
| 2026-11-09 | Zovighian Bernard J | 144 | 0001921094-26-001150 |
| 2026-11-09 | Edwards Lifesciences Corp | 144 | 0001921094-26-001150 |
| 2026-11-09 | BOBO DONALD E JR | 144 | 0001921094-26-001149 |
| 2026-11-09 | Edwards Lifesciences Corp | 144 | 0001921094-26-001149 |
| 2026-11-09 | TYRRELL NATHAN S | 144 | 0001950047-26-010838 |
| 2026-11-09 | HOST HOTELS & RESORTS, INC. | 144 | 0001950047-26-010838 |
| 2026-11-09 | RASKIND PETER E | 144 | 0001950047-26-010837 |
| 2026-11-09 | CAPITAL ONE FINANCIAL CORP | 144 | 0001950047-26-010837 |
Variants in the sample: 144 (444), 144/A (14).
Get Form 144 filings through the API
Filter filing metadata by exact form type. Amendments carry their own form label (for example 144/A), so request them separately.
curl "https://sec-api.dev/api/v1/search?query=%22proposed%20sale%22&form=144&limit=5" \
-H "Authorization: Bearer $SEC_API_KEY"API reference · Free key, 1,000 requests a month · SEC source for this form
Questions
What is SEC Form 144?
Form 144 is a notice that an affiliate or holder of restricted securities intends to sell. It is required when the planned sales in a three-month period exceed 5,000 shares or $50,000, and it signals an intended sale rather than a completed one.
When is Form 144 due?
Transmitted to the SEC concurrently with placing the sell order or executing the sale. Electronic filing has been mandatory since April 2023.
Who files Form 144?
Affiliates and holders of restricted securities selling under Rule 144.
Is a Form 144 a completed trade?
No. It is notice of a proposed sale. A completed sale by a Section 16 insider is reported separately on Form 4.
Related forms
Plain-text version for agents and LLMs: /sec-forms/form-144.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.