Commercial Banking Form D filings.
104 Form D notices were filed in the Commercial Banking industry group in Q2 2026 and Q3 2026, 89 new and 15 amendments. 89.4% claimed Rule 506(b) and 7.7% Rule 506(c).
- Notices
- 104
- Amendments
- 15
- Rule 506(c)
- 7.7%
- Pooled funds
- 1.9%
- Amount sold, new notices
- $2.37B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Location | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | VALT Investor Group Inc. | Colorado | D | $3.4M | $30.0M | Rule 506(b) |
| 2026-09-29 | Dart Financial Corp | Michigan | D/A | $3.6M | Indefinite | Rule 504 |
| 2026-09-29 | PCB Financial, Inc | California | D/A | $6.4M | $16.5M | Rule 506(c) |
| 2026-09-28 | Fieldpoint Private Holdings, Inc. | Connecticut | D | $34.0M | $34.0M | Rule 506(b) |
| 2026-09-23 | Eclipse Bancorp, Inc. | Kentucky | D | $13.0M | $13.0M | Rule 506(b) |
| 2026-09-22 | FIRST BANCSHARES INC /MO/ | Missouri | D | $3.4M | $3.4M | Rule 506(b) |
| 2026-09-21 | Central Banc Inc | Illinois | D | $0 | $1.0M | Rule 504 |
| 2026-09-18 | First Internet Bancorp | Indiana | D | $20.5M | $20.5M | Rule 506(b) |
| 2026-09-14 | Jamesmark Bancshares, Inc. | Missouri | D | $45.0M | $45.0M | Rule 506(b) |
| 2026-09-14 | FIRST OTTAWA BANCSHARES, INC. | Illinois | D | $1.1M | $1.1M | Rule 506(b) |
| 2026-09-11 | Jefferson Bancshares, Inc./AR | Arkansas | D | $0 | Indefinite | Rule 506(c) |
| 2026-09-09 | STURGIS BANCORP INC | Michigan | D | $25.5M | $25.5M | Rule 506(b) |
| 2026-09-03 | GEORGIA BANKING CO INC | Georgia | D | $55.0M | $55.0M | Rule 506(b) |
| 2026-09-03 | POTOMAC BANCSHARES INC | West Virginia | D | $15.0M | $15.0M | Rule 506(b) |
| 2026-08-31 | Bank Iowa Corp | Iowa | D | $71.0M | $71.0M | Rule 506(b) |
| 2026-08-31 | Avidbank Holdings, Inc. | California | D | $30.0M | $30.0M | Rule 506(b) |
| 2026-08-27 | BridgePoint Financial Services Limited Partnership I | Ontario, Canada | D | $2.0M | $2.0M | Rule 506(b) |
| 2026-08-27 | GEORGIA BANKING CO INC | Georgia | D | $1.2M | $1.2M | Rule 506(b) |
| 2026-08-26 | ServBanc Holdco, Inc. | Arizona | D | $90.0M | $90.0M | Rule 506(b) |
| 2026-08-24 | LCNB CORP | Ohio | D/A | $25.0M | $25.0M | Rule 506(b) |
| 2026-08-21 | LCNB CORP | Ohio | D | $25.0M | $25.0M | Rule 506(b) |
| 2026-08-20 | BARNES BANCORP, INC. | Iowa | D | $0 | $25.0M | Rule 506(b) |
| 2026-08-17 | McGregor Bancshares, Inc. | Texas | D | $15.4M | $20.0M | Rule 506(b) |
| 2026-08-13 | IRON Private Series, LLC - Series C | Illinois | D/A | $4.0M | $4.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-08-06 | Oakworth Capital, Inc. | Alabama | D/A | $5.2M | $20.0M | Rule 506(b) |
| 2026-08-06 | HANMI FINANCIAL CORP | California | D | $55.0M | $55.0M | Rule 506(b) |
| 2026-08-03 | PEAPACK GLADSTONE FINANCIAL CORP | New Jersey | D/A | $50.0M | $50.0M | Rule 506(b) |
| 2026-08-03 | PEAPACK GLADSTONE FINANCIAL CORP | New Jersey | D | $30.0M | $50.0M | Rule 506(b) |
| 2026-07-27 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Japan | D | $1.7M | $1.7M | Rule 506(b) |
| 2026-07-23 | Sandhills Financial Services, LLC | Nebraska | D/A | $0 | $10.0M | Rule 506(b) |
Median minimum investment accepted, among the 20 notices above that report one: $100,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings were in Commercial Banking?
104 Form D notices were filed in the Commercial Banking industry group in Q2 2026 and Q3 2026, 89 new and 15 amendments. 89.4% claimed Rule 506(b) and 7.7% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other industries
Plain-text version for agents and LLMs: /form-d/industries/commercial-banking.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.