Investing Form D filings.
471 Form D notices were filed in the Investing industry group in Q2 2026 and Q3 2026, 358 new and 113 amendments. 67.5% claimed Rule 506(b) and 31.0% Rule 506(c).
- Notices
- 471
- Amendments
- 113
- Rule 506(c)
- 31.0%
- Pooled funds
- 35.5%
- Amount sold, new notices
- $3.84B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Location | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | CIS Investor Holdings Parent LLC | Ohio | D | $70.3M | $70.3M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | OPHIR GLOBAL CAPITAL INC. | New York | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-30 | Azura TV I, LP | New York | D/A | $5.0M | $5.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Lien Forward Capital Holdings II, LLC | Ohio | D | $41.2M | $75.0M | Rule 506(b) |
| 2026-09-29 | VIRELTO LTD. | New York | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-29 | VALQEVIA DIGITAL ASSET TRADING LTD. | New York | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-29 | Horizon Crest Capital Inc. | New York | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-29 | Mnh FOUNDATION | Colorado | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-29 | MEDIANA GLOBAL TRADING CO LLC | Missouri | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-28 | CWS Investments Inc | Virginia | D/A | $13.9M | $75.0M | Rule 506(c), Investment Company Act 3(c), 3C.5, 3C.6 |
| 2026-09-28 | LMA 2026-1, LLC | New York | D | $340.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-24 | Contrail Hospitality Investors I LLC | Ohio | D | $1.6M | $1.6M | Rule 506(b) |
| 2026-09-24 | YNCLW LTD. | New York | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-24 | OZE JM Fund I LLC | New Jersey | D | $6.9M | $8.0M | Rule 506(b) |
| 2026-09-23 | Lakeside Village HMS Investors I LLC | Illinois | D/A | $7.0M | $7.5M | Rule 506(c) |
| 2026-09-23 | COIZO LTD | New York | D | $100.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3(c)(7) |
| 2026-09-23 | CUSTOM SMART SECURITIES LLC | New York | D | $100.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3(c)(7) |
| 2026-09-23 | KR Bond Fund, LLC | Illinois | D/A | $11.7M | Indefinite | Rule 506(b) |
| 2026-09-23 | Pivot Holdings III LLC | New York | D | $7.1M | $7.1M | Rule 506(b) |
| 2026-09-23 | NHIT: Long Duration Government-Credit Trust | Massachusetts | D/A | $746.8M | Indefinite | Rule 506(b) |
| 2026-09-22 | Sierra Permanent Management LLC | California | D | $550K | Indefinite | Rule 506(b), 04.1 |
| 2026-09-22 | CIPHER VII a Series of Opulentia Ventures X LLC | Virginia | D | $2.2M | $2.2M | Rule 506(b) |
| 2026-09-22 | SEGLO PRIVATE CREDIT & OPPORTUNITY FUND LLC | Florida | D/A | $5.8M | $50.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-21 | POST VISTRIA MANCHESTER PARTNERS, LLC | California | D | $0 | $3.1M | Rule 506(b) |
| 2026-09-21 | VTX Veltracia Ltd | Colorado | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-18 | BAIR Capital LLC | California | D | $21K | Indefinite | Rule 506(b) |
| 2026-09-18 | AHDR LTD | New York | D | $100.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3(c)(7) |
| 2026-09-18 | Arbiter Partners QP, LP | New York | D/A | $718.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-17 | Anthrofix Kasko Bluesonde LLC | Maine | D | $285K | $300K | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-17 | Caesta Capital LLC | Florida | D | $100K | $2.5M | Rule 506(b), 4a5, Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 25 notices above that report one: $10,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings were in Investing?
471 Form D notices were filed in the Investing industry group in Q2 2026 and Q3 2026, 358 new and 113 amendments. 67.5% claimed Rule 506(b) and 31.0% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other industries
Plain-text version for agents and LLMs: /form-d/industries/investing.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.