Other Banking and Financial Services Form D filings.
373 Form D notices were filed in the Other Banking and Financial Services industry group in Q2 2026 and Q3 2026, 260 new and 113 amendments. 67.6% claimed Rule 506(b) and 31.4% Rule 506(c).
- Notices
- 373
- Amendments
- 113
- Rule 506(c)
- 31.4%
- Pooled funds
- 25.2%
- Amount sold, new notices
- $7.74B
- Latest filing
- 2026-09-29
Latest notices
| Filed | Issuer | Location | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-29 | Argentarii PC - WBR Holdings II, LLC | Ohio | D | $0 | $6.0M | Rule 506(b) |
| 2026-09-29 | Creative Equity Lending, LLC | Washington | D | $0 | $1.1M | Rule 506(b) |
| 2026-09-28 | Midwest BankCentre, Inc. | Missouri | D | $22.1M | $22.1M | Rule 506(b) |
| 2026-09-25 | AF HoldCo, LLC | Tennessee | D/A | $71.3M | Indefinite | Rule 506(b) |
| 2026-09-23 | Artisan Cash Inc. | Oklahoma | D | $55K | $250K | Rule 506(b) |
| 2026-09-23 | LENDonate CA LLC | California | D/A | $22.6M | $50.0M | Rule 506(c) |
| 2026-09-22 | MAGNOLIA GLEN LLC | Wyoming | D | $0 | $50.0M | Rule 506(b) |
| 2026-09-22 | EBS Muni TIF Bond Fund A, LLC | Ohio | D/A | $4.3M | $100.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-22 | EBS Muni TIF Bond Fund B, LLC | Ohio | D/A | $49.4M | $100.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-21 | Pepper Auditors, Inc. | Ohio | D | $1.9M | $2.0M | Rule 506(b) |
| 2026-09-21 | RLS Capital, Inc | Arizona | D/A | $16.4M | $200.0M | Rule 506(b) |
| 2026-09-21 | Groundfloor HFA SPV I LLC | Georgia | D/A | $2.4M | $2.4M | Rule 506(b) |
| 2026-09-18 | COLOSSAL BIO OPPORTUNITIES, LLC | Delaware | D | $2.2M | $15.0M | Rule 506(b) |
| 2026-09-18 | ARECA HOLDINGS X, LLC | Delaware | D | $2.1M | $2.1M | Rule 506(b) |
| 2026-09-18 | DMJC COLOSSAL III, LLC | Delaware | D | $10.5M | $10.5M | Rule 506(b) |
| 2026-09-18 | Standby Capital SPV I LLC | New York | D | $940K | $7.5M | Rule 506(b) |
| 2026-09-18 | DMJC COLOSSAL II, LLC | Delaware | D | $6.6M | $6.6M | Rule 506(b) |
| 2026-09-18 | SVCV Group Inc | New York | D | $25.0M | $25.0M | Rule 506(b) |
| 2026-09-18 | WealthPlan Trading LLC | New York | D | $0 | Indefinite | Rule 506(b) |
| 2026-09-18 | CENTRAL BANCSHARES, INC. | Texas | D | $25.0M | $25.0M | Rule 506(b) |
| 2026-09-17 | Fold Holdings, Inc. | Arizona | D | $0 | $25.0M | Rule 506(b) |
| 2026-09-16 | Cipher Strategies LP | Utah | D | $5.2M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-16 | UBANK HOLDINGS, INC. | Texas | D | $20.0M | $20.0M | Rule 506(b) |
| 2026-09-16 | Fintech Franchise Network Corp | Illinois | D | $250K | Indefinite | Rule 506(b) |
| 2026-09-15 | Eichler Inc | Michigan | D | $575K | $5.0M | Rule 506(b) |
| 2026-09-15 | Capital Group Quantitative Investments LLC | Colorado | D/A | $100K | Indefinite | Rule 504, Rule 506(b), 04.1, 04.2, 4a5, 04.3, Investment Company Act 3(c), 3(c)(1), 3C.9, 3C.2, 3C.10, 3C.3, 3C.11, 3C.4, 3C.12, 3C.5, 3C.13, 3C.6, 3C.14, 3(c)(7) |
| 2026-09-15 | First Harvest Federal Credit Union | New Jersey | D | $6.0M | $6.0M | Rule 506(b) |
| 2026-09-14 | Working Class Wall Street, Inc. | New York | D | $50K | $312K | Rule 506(b) |
| 2026-09-14 | Code Pebble, Inc. | Utah | D/A | $720K | $1.0M | Rule 506(b) |
| 2026-09-14 | Alexander Capital Ventures LLC | New Jersey | D | $6.0M | $6.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 24 notices above that report one: $50,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings were in Other Banking and Financial Services?
373 Form D notices were filed in the Other Banking and Financial Services industry group in Q2 2026 and Q3 2026, 260 new and 113 amendments. 67.6% claimed Rule 506(b) and 31.4% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other industries
Plain-text version for agents and LLMs: /form-d/industries/other-banking-and-financial-services.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.