Pooled Investment Fund Form D filings.
21,399 Form D notices were filed in the Pooled Investment Fund industry group in Q2 2026 and Q3 2026, 12,016 new and 9,383 amendments. 90.6% claimed Rule 506(b) and 8.9% Rule 506(c).
- Notices
- 21,399
- Amendments
- 9,383
- Rule 506(c)
- 8.9%
- Pooled funds
- 97.2%
- Amount sold, new notices
- $231.28B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Location | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | COMET MULTISTRAT I LP | Massachusetts | D | $7.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | TrueHaven SPV LLC - Series 1 | Delaware | D | $2.0M | $2.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | Tree Line Continuity Fund I Rollover, LP | California | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | Searchlight Opportunities III KDN Co-Invest Partners, L.P. | New York | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | PointOne Diamond LLC | California | D | $4.3M | $4.3M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Pari Passu Master IV LLC - Series 22 | Delaware | D | $450K | $450K | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | ISAAC HEALTH III VUVP FUND LLC | Texas | D | $268K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Graphene RE Fund I, LP | Illinois | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Bear Creek Products 2026-1 (MFH) LLC | Colorado | D | $4.5M | $4.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Northmark Capital Partners LP | California | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | East Rock Commodore Fund, L.P. | New York | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Mute Growth GI a Series of SLRTE I LLC | Delaware | D | $2.2M | $2.2M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Connelly Capital QP Fund LLC - Series 26 | Puerto Rico | D | $3.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | TPG CLO Equity FoO, L.P. | New York | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Prysm Capital Opportunities Fund I, LLC | Illinois | D/A | $0 | $25.0M | Rule 506(c) |
| 2026-09-30 | TPG Tech Adjacencies III FOF, L.P. | Texas | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Coastal Ventures Stord Fund, LLC | Florida | D | $3.5M | $3.5M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | ITC Aurora Co-Invest, LP | New York | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | LMA-2, a series of ACOF Special Opportunities, LP | California | D | $1.6M | $1.6M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Topology-CO-0825 Fund I, a series of Platform Funds 2026, LP | Washington | D | $1.5M | $1.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Rainforest Capital Fund LLC - Series 8 | Delaware | D | $398K | $398K | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | TPG Tech Adjacencies III-X II, L.P. | Texas | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | H.I.G. Supreme CV, SCSp SICAV-RAIF | Luxembourg | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Costanoa LA Growth, L.P. | California | D | $50.0M | $50.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | iCapital-TriaXial Access Fund, L.P. | New York | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | BR-0909 Fund I, a series of Scrub Capital, LP | Washington | D | $147K | $147K | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | TPG Tech Adjacencies III-X Cayman, L.P. | Texas | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OCA QEP IX LLC | New York | D | $11.7M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OCA QEP IX TE LLC | New York | D | $3.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | NORTHSTAR VC SERIES 38 A SERIES OF NORTHSTAR VENTURE CAPITAL LLC | Texas | D | $318K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 15 notices above that report one: $50,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings were in Pooled Investment Fund?
21,399 Form D notices were filed in the Pooled Investment Fund industry group in Q2 2026 and Q3 2026, 12,016 new and 9,383 amendments. 90.6% claimed Rule 506(b) and 8.9% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other industries
OtherOther TechnologyOther Real EstateCommercialResidentialOther Health CareInvestingBiotechnologyOther Banking and Financial ServicesOil and GasREITS and FinanceManufacturingBusiness ServicesOther EnergyInsuranceComputersRetailingCommercial BankingRestaurantsPharmaceuticalsAgricultureConstructionInvestment BankingTelecommunicationsLodging and ConventionsHospitals and Physicians
Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/industries/pooled-investment-fund.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.