REITS and Finance Form D filings.
214 Form D notices were filed in the REITS and Finance industry group in Q2 2026 and Q3 2026, 116 new and 98 amendments. 66.8% claimed Rule 506(b) and 32.2% Rule 506(c).
- Notices
- 214
- Amendments
- 98
- Rule 506(c)
- 32.2%
- Pooled funds
- 24.8%
- Amount sold, new notices
- $719.7M
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Location | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | EMIP 27, LLC | New York | D | $2.1M | Indefinite | Rule 506(c) |
| 2026-09-30 | New Age Financial Invest LLC | California | D/A | $1.3M | $2.5M | Rule 506(c) |
| 2026-09-30 | Socotra Opportunity Fund II LLC | California | D/A | $15.4M | $100.0M | Rule 506(b) |
| 2026-09-30 | HERZER FINANCIAL MORTGAGE FUND, LLC | California | D/A | $76.4M | $250.0M | Rule 506(b) |
| 2026-09-30 | Prime Storage Fund IV REIT-F, LLC | New York | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3C.5 |
| 2026-09-30 | Prime Storage Fund IV REIT-A, LLC | New York | D | $0 | $0 | Rule 506(b), Investment Company Act 3(c), 3C.5 |
| 2026-09-28 | Olympic Heights Lenders, LLC | Washington | D | $13.9M | $16.9M | Rule 506(b) |
| 2026-09-28 | VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. | Texas | D/A | $21.4M | Indefinite | Rule 506(b) |
| 2026-09-28 | VINEBROOK HOMES OPERATING PARTNERSHIP, L.P. | Texas | D/A | $60.8M | Indefinite | Rule 506(b) |
| 2026-09-28 | VINEBROOK HOMES TRUST, INC. | Texas | D/A | $133.4M | Indefinite | Rule 506(b) |
| 2026-09-28 | VINEBROOK HOMES TRUST, INC. | Texas | D/A | $78.6M | Indefinite | Rule 506(b) |
| 2026-09-25 | TRIDENT INCOME FUND, LLC | Arizona | D/A | $64.8M | $100.0M | Rule 506(c) |
| 2026-09-24 | MRESS RT I LLC | New York | D | $125K | $125K | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-24 | IQHQ, Inc. | California | D/A | $170.0M | Indefinite | Rule 506(b) |
| 2026-09-23 | Amber Farmland Investments LLC | Indiana | D | $0 | $10.0M | Rule 506(c) |
| 2026-09-22 | Coastal Edge Fund LLC | California | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-22 | ORIGIN INCOMEPLUS FUND, LLC | Illinois | D/A | $445.5M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3C.5 |
| 2026-09-18 | Affordable Apartments Capital Corp | Nevada | D | $0 | $5.0M | Rule 506(c), 4a5 |
| 2026-09-17 | Red Hook Building C Holdings Inc. | New York | D | $125K | $125K | Rule 506(b), 3(c)(7), Investment Company Act 3(c) |
| 2026-09-16 | JEV Fund REIT, LLC | Connecticut | D | $125K | $125K | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-16 | OTPP PENN US INDUSTRIAL REIT, LLC | Texas | D | $125K | $125K | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-15 | CMSP Investment Vehicle 1 LP | Delaware | D/A | $100.0M | $100.0M | Rule 506(b) |
| 2026-09-14 | Oregon Opportunity Fund IV, LLC | Washington | D | $1.9M | $1.9M | Rule 506(b) |
| 2026-09-11 | Nuveen Farmland REIT | New York | D | $34.7M | Indefinite | Rule 506(b) |
| 2026-09-10 | CHI02A Aggregator Foreign REIT LLC | Colorado | D | $250K | $250K | Rule 506(b), 3(c)(7), Investment Company Act 3(c) |
| 2026-09-10 | Liberty Logistics Industrial REIT LLC | California | D | $125K | $125K | Rule 506(b), 3(c)(7), Investment Company Act 3(c) |
| 2026-09-10 | CRM REIT 3, LLC | New York | D | $125K | $125K | Rule 506(b), 3(c)(7), Investment Company Act 3(c) |
| 2026-09-09 | Carr Properties Holdings L.P. | District Of Columbia | D/A | $817.4M | Indefinite | Rule 506(b) |
| 2026-09-09 | Carr Properties Partnership L.P. | District Of Columbia | D/A | $125.0M | Indefinite | Rule 506(b) |
| 2026-09-08 | Rose City Holdings, LLC | Oregon | D | $150K | $150K | Rule 506(b) |
Median minimum investment accepted, among the 20 notices above that report one: $20,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings were in REITS and Finance?
214 Form D notices were filed in the REITS and Finance industry group in Q2 2026 and Q3 2026, 116 new and 98 amendments. 66.8% claimed Rule 506(b) and 32.2% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other industries
Plain-text version for agents and LLMs: /form-d/industries/reits-and-finance.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.