Form D filings in Arizona.
293 Form D notices were filed by issuers based in Arizona in Q2 2026 and Q3 2026, 198 new and 95 amendments. 82.6% claimed Rule 506(b) and 17.4% Rule 506(c).
- Notices
- 293
- Amendments
- 95
- Rule 506(c)
- 17.4%
- Pooled funds
- 28.3%
- Amount sold, new notices
- $2.63B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | MC Specialty Finance Opportunities Fund II, LP | Pooled Investment Fund | D | $2.2M | $50.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | CANCER FUND I, LLC | Pooled Investment Fund | D/A | $383K | $10.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | JB 19 LLC | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | LASTpatient Inc. | Other Health Care | D/A | $400K | $1.0M | Rule 506(b) |
| 2026-09-29 | NexMetro Dividend Fund II, LLC | Pooled Investment Fund | D/A | $30.5M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3C.5 |
| 2026-09-28 | VPP WHS LLC | Other | D | $200K | $200K | Rule 506(b) |
| 2026-09-25 | TRIDENT INCOME FUND, LLC | REITS and Finance | D/A | $64.8M | $100.0M | Rule 506(c) |
| 2026-09-25 | Navajo Power, PBC | Other Energy | D/A | $5.0M | $6.0M | Rule 506(b) |
| 2026-09-24 | REVV Thunderbird, LLC | Pooled Investment Fund | D | $4.0M | $4.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-23 | 42 Income Fund LLC | Pooled Investment Fund | D | $428K | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3C.5 |
| 2026-09-22 | Dr. Better Sleep, Inc. | Other Health Care | D | $20K | $335K | Rule 506(b) |
| 2026-09-22 | Brite Bird LLC | Other Technology | D | $212K | $212K | Rule 506(b) |
| 2026-09-22 | HealthyU Family Medicine Holdings, LLC | Hospitals and Physicians | D/A | $24.8M | $35.0M | Rule 506(b) |
| 2026-09-21 | Tonto Oaks FundCo, LLC | Other Real Estate | D | $4.7M | $6.0M | Rule 506(c) |
| 2026-09-21 | Build HABU, Inc. | Other | D | $1.1M | $1.1M | Rule 506(b) |
| 2026-09-21 | Avery Therapeutics, Inc. | Biotechnology | D | $8.5M | $15.4M | Rule 506(b) |
| 2026-09-21 | NEXT10, INC | Other | D | $679K | $25.0M | Rule 506(b) |
| 2026-09-21 | RLS Capital, Inc | Other Banking and Financial Services | D/A | $16.4M | $200.0M | Rule 506(b) |
| 2026-09-18 | Orchard View Fund LLC | Other Real Estate | D | $2.3M | $2.3M | Rule 506(b) |
| 2026-09-18 | Taylor Frigon Growth Partners LP | Pooled Investment Fund | D/A | $60.9M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-17 | OralKleen, Inc. | Other | D | $300K | $4.0M | Rule 506(b) |
| 2026-09-17 | SAXON CAPITAL GROUP INC | Other | D/A | $61K | $250K | Rule 506(b) |
| 2026-09-17 | Fold Holdings, Inc. | Other Banking and Financial Services | D | $0 | $25.0M | Rule 506(b) |
| 2026-09-17 | NexMetro Strategic Asset Fund, LLC | Pooled Investment Fund | D/A | $8.3M | $25.0M | Rule 506(c), Investment Company Act 3(c), 3C.5 |
| 2026-09-15 | Geviti Inc | Other | D | $1.6M | $10.0M | Rule 506(b) |
| 2026-09-15 | Red Sea Grove Holdings, LLC | Residential | D/A | $3.2M | $3.2M | Rule 506(b) |
| 2026-09-14 | Aspire Group Ltd. | Other Technology | D/A | $100K | $1.0M | Rule 506(b) |
| 2026-09-14 | Aspire Group Ltd. | Other Technology | D | $100K | $1.0M | Rule 506(b) |
| 2026-09-14 | AZJAH42 LLC | Other | D | $725K | $750K | Rule 506(b) |
| 2026-09-14 | Flagstaff Ventures SPV I, LP | Pooled Investment Fund | D/A | $3.5M | $5.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 18 notices above that report one: $50,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Arizona?
293 Form D notices were filed by issuers based in Arizona in Q2 2026 and Q3 2026, 198 new and 95 amendments. 82.6% claimed Rule 506(b) and 17.4% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/arizona.md
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