Form D filings in North Carolina.
429 Form D notices were filed by issuers based in North Carolina in Q2 2026 and Q3 2026, 315 new and 114 amendments. 84.1% claimed Rule 506(b) and 15.4% Rule 506(c).
- Notices
- 429
- Amendments
- 114
- Rule 506(c)
- 15.4%
- Pooled funds
- 43.4%
- Amount sold, new notices
- $2.01B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | ECA Tilghman Rd LLC | Pooled Investment Fund | D | $186K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | ECA Orleans LLC | Pooled Investment Fund | D | $1.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | ECA Piedmont LLC | Pooled Investment Fund | D | $7.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | ECA Skyland LLC | Pooled Investment Fund | D | $9.9M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | ECA Truesdale LLC | Pooled Investment Fund | D | $1.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | Bounce Systems, Inc. | Other Technology | D | $35K | $3.0M | Rule 506(b) |
| 2026-09-29 | Golub Capital NFG Lending Fund III, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-29 | GHPT, LLC | Other | D | $303K | Indefinite | Rule 506(b) |
| 2026-09-29 | Reset Capital Group LP | Pooled Investment Fund | D | $21.8M | $100.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA CQ Freeport LLC | Pooled Investment Fund | D | $2.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Lumberton LLC | Pooled Investment Fund | D | $2.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Manning Ave LLC | Pooled Investment Fund | D | $966K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA North Alabama LLC | Pooled Investment Fund | D | $8.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Fountain LLC | Pooled Investment Fund | D | $9.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Highland LIHTC LLC | Pooled Investment Fund | D | $13.7M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Heritage Gardens LLC | Pooled Investment Fund | D | $2.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Hattiesburg LLC | Pooled Investment Fund | D | $5.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Harrells Ferry LLC | Pooled Investment Fund | D | $2.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Greenview LLC | Pooled Investment Fund | D | $7.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Elm Creek LLC | Pooled Investment Fund | D | $850K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA CV Mineral Wells LLC | Pooled Investment Fund | D | $1.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | ECA Industrial Park LLC | Pooled Investment Fund | D | $375K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-28 | Pinebrooke Development LLC | Other Real Estate | D/A | $0 | $4.6M | Rule 506(b) |
| 2026-09-28 | Pinebrooke Development LLC | Other Real Estate | D | $0 | $4.6M | Rule 506(b) |
| 2026-09-28 | SPRTN TECHNOLOGIES INC. | Other Technology | D | $50K | $1.0M | Rule 506(b) |
| 2026-09-28 | Barings Centre Street CLO Equity Partnership L.P., Series B | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-28 | ECA Alabama LIHTC LLC | Pooled Investment Fund | D | $4.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-28 | ECA Austin Woods LLC | Pooled Investment Fund | D | $10.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-28 | ECA Blue Spring LLC | Pooled Investment Fund | D | $1.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-28 | ECA Chateau LLC | Pooled Investment Fund | D | $1.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 3 notices above that report one: $15,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from North Carolina?
429 Form D notices were filed by issuers based in North Carolina in Q2 2026 and Q3 2026, 315 new and 114 amendments. 84.1% claimed Rule 506(b) and 15.4% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
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Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/north-carolina.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.