Form D filings in Ohio.
428 Form D notices were filed by issuers based in Ohio in Q2 2026 and Q3 2026, 268 new and 160 amendments. 83.9% claimed Rule 506(b) and 14.3% Rule 506(c).
- Notices
- 428
- Amendments
- 160
- Rule 506(c)
- 14.3%
- Pooled funds
- 42.3%
- Amount sold, new notices
- $7.86B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | CIS Investor Holdings Parent LLC | Investing | D | $70.3M | $70.3M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Autology, Inc. | Biotechnology | D | $3.4M | $5.1M | Rule 506(b) |
| 2026-09-30 | CMWA Private Equity 2026 LLC | Pooled Investment Fund | D | $49.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | CMWA Mid Cap Partnership LLC | Pooled Investment Fund | D | $206.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | CMWA Capital Appreciation Fund LLC | Pooled Investment Fund | D | $387.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | CMWA Small Cap Fund LLC | Pooled Investment Fund | D | $139.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | CMWA Micro Cap Fund LLC | Pooled Investment Fund | D | $149.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Lien Forward Capital Holdings II, LLC | Investing | D | $41.2M | $75.0M | Rule 506(b) |
| 2026-09-29 | Lakeside Landing Investment Group LLC | Commercial | D | $0 | $16.0M | Rule 506(c) |
| 2026-09-29 | Narya Capital Fund III, L.P. | Pooled Investment Fund | D | $0 | $200.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | Orca Advisor, Inc. | Business Services | D | $25K | Indefinite | Rule 506(c) |
| 2026-09-29 | Argentarii PC - WBR Holdings II, LLC | Other Banking and Financial Services | D | $0 | $6.0M | Rule 506(b) |
| 2026-09-28 | Myotis Inc. | Other Technology | D/A | $0 | $500K | Rule 506(b) |
| 2026-09-28 | Myotis Inc. | Other Technology | D | $0 | $500K | Rule 506(b) |
| 2026-09-28 | Audivi AI Inc. | Other Technology | D | $850K | $1.5M | Rule 506(b) |
| 2026-09-25 | Ohio State Early Investor Network 2026 - Superb Bakehouse A Series of V360 Holdings LLC | Pooled Investment Fund | D | $0 | $140K | Rule 506(b) |
| 2026-09-25 | Mansfield Forward Fund, LLC | Other Real Estate | D | $1.5M | $1.5M | Rule 506(b) |
| 2026-09-24 | Contrail Hospitality Investors I LLC | Investing | D | $1.6M | $1.6M | Rule 506(b) |
| 2026-09-23 | AP Hotel Manager LLC | Commercial | D | $3.8M | Indefinite | Rule 506(b) |
| 2026-09-23 | Progress Capital Apex LLC | Other Real Estate | D | $2.8M | $2.9M | Rule 506(b) |
| 2026-09-23 | Fltlvl410 LLC | Other Technology | D | $150K | $1.5M | Rule 506(b) |
| 2026-09-23 | WAG-Tide Rock, LLC | Pooled Investment Fund | D/A | $109.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-22 | MCC Community Equity Fund 5 Limited Partnership | Pooled Investment Fund | D | $10.5M | $100.0M | Rule 506(b) |
| 2026-09-22 | EBS Muni TIF Bond Fund A, LLC | Other Banking and Financial Services | D/A | $4.3M | $100.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-22 | EBS Muni TIF Bond Fund B, LLC | Other Banking and Financial Services | D/A | $49.4M | $100.0M | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-21 | Pepper Auditors, Inc. | Other Banking and Financial Services | D | $1.9M | $2.0M | Rule 506(b) |
| 2026-09-21 | Unison Risk Advisors Inc. | Insurance | D | $13.9M | $13.9M | Rule 506(b) |
| 2026-09-18 | Ohio Institutional Impact Fund II, L.P. | Pooled Investment Fund | D | $55.7M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-17 | NATIONWIDE PPVUL SEPARATE ACCOUNT 6 | Insurance | D/A | $4.35B | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-17 | Nationwide PPVUL Separate Account 7 | Insurance | D/A | $79.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
Median minimum investment accepted, among the 24 notices above that report one: $50,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Ohio?
428 Form D notices were filed by issuers based in Ohio in Q2 2026 and Q3 2026, 268 new and 160 amendments. 83.9% claimed Rule 506(b) and 14.3% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
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Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/ohio.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.