Form D filings in California.
3,960 Form D notices were filed by issuers based in California in Q2 2026 and Q3 2026, 2,652 new and 1,308 amendments. 85.8% claimed Rule 506(b) and 13.2% Rule 506(c).
- Notices
- 3,960
- Amendments
- 1,308
- Rule 506(c)
- 13.2%
- Pooled funds
- 63.0%
- Amount sold, new notices
- $58.55B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | Tree Line Continuity Fund I Rollover, LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | PointOne Diamond LLC | Pooled Investment Fund | D | $4.3M | $4.3M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Westfield Hydraulics, Inc. | Manufacturing | D | $4.0M | $4.0M | Rule 506(b) |
| 2026-09-30 | Northmark Capital Partners LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Mireye Inc. | Other Technology | D | $1.0M | $3.3M | Rule 506(b) |
| 2026-09-30 | LMA-2, a series of ACOF Special Opportunities, LP | Pooled Investment Fund | D | $1.6M | $1.6M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Intuito | Other Technology | D | $70K | $500K | Rule 506(b) |
| 2026-09-30 | Costanoa LA Growth, L.P. | Pooled Investment Fund | D | $50.0M | $50.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Silver Lake Partners Evergreen - Anchor, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | SLPE II Investors, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | SLPE II Feeder, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Silver Lake Partners Evergreen, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | ExchangeRight Net-Leased All-Cash 22 DST | Commercial | D | $0 | $35.7M | Rule 506(b) |
| 2026-09-30 | BRVC Relativity Space LLC | Pooled Investment Fund | D | $2.7M | $50.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | jermond davis life estate & trust | Other | D | $0 | $90K | Rule 506(b) |
| 2026-09-30 | Twenty Two Ventures Fund VIII, LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | F42 Corp | Other Technology | D | $4.0M | $30.0M | Rule 506(c) |
| 2026-09-30 | F42 Corp | Other Technology | D/A | $6.0M | $30.0M | Rule 506(b) |
| 2026-09-30 | Dunham VIP Ventures, L.P. | Pooled Investment Fund | D/A | $13.4M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Series 96-1 a series of StartEngine Private LLC | Other | D | $544K | $579K | Rule 506(c) |
| 2026-09-30 | New Age Financial Invest LLC | REITS and Finance | D/A | $1.3M | $2.5M | Rule 506(c) |
| 2026-09-30 | PWA Gateway Blocker, LLC | Residential | D/A | $695K | $12.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Oaktree Special Situations Fund IV Feeder (DE), L.P. | Pooled Investment Fund | D/A | $138.3M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Private Equity Portfolio, L.P. | Pooled Investment Fund | D/A | $5.8M | $15.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Oaktree Special Situations Fund IV Feeder (Parallel), L.P. | Pooled Investment Fund | D/A | $137.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OMC Credit Fund LP | Pooled Investment Fund | D/A | $3.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | FRACTAL AGRICULTURE REGENERATIVE MANAGEMENT FUND LP | Pooled Investment Fund | D/A | $47.4M | $100.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Socotra Opportunity Fund II LLC | REITS and Finance | D/A | $15.4M | $100.0M | Rule 506(b) |
| 2026-09-30 | CONGRUENCE CAPITAL CORE FUND, L.P. | Pooled Investment Fund | D/A | $93.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | KKR Asia Tactical Credit (Overseas) Fund SCSp | Pooled Investment Fund | D/A | $466.9M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
Median minimum investment accepted, among the 16 notices above that report one: $100,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from California?
3,960 Form D notices were filed by issuers based in California in Q2 2026 and Q3 2026, 2,652 new and 1,308 amendments. 85.8% claimed Rule 506(b) and 13.2% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
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Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/california.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.