Form D filings in New York.
5,032 Form D notices were filed by issuers based in New York in Q2 2026 and Q3 2026, 2,767 new and 2,265 amendments. 89.1% claimed Rule 506(b) and 10.6% Rule 506(c).
- Notices
- 5,032
- Amendments
- 2,265
- Rule 506(c)
- 10.6%
- Pooled funds
- 80.4%
- Amount sold, new notices
- $68.24B
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | Searchlight Opportunities III KDN Co-Invest Partners, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | CROWDFUNZ 863 LLC | Other Real Estate | D | $0 | $2.5M | Rule 506(c) |
| 2026-09-30 | UNLOKD, INC | Other Real Estate | D/A | $50K | $50K | Rule 506(b) |
| 2026-09-30 | UNLOKD, INC | Other Real Estate | D | $50K | Indefinite | Rule 506(b) |
| 2026-09-30 | East Rock Commodore Fund, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | TPG CLO Equity FoO, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | ITC Aurora Co-Invest, LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-30 | iCapital-TriaXial Access Fund, L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OCA QEP IX LLC | Pooled Investment Fund | D | $11.7M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OCA QEP IX TE LLC | Pooled Investment Fund | D | $3.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Settle Data, Inc. | Other Technology | D | $15K | $2.0M | Rule 506(b) |
| 2026-09-30 | Centana CID SPV II, L.P. | Pooled Investment Fund | D | $8.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | CMG ManagementCo, LLC | Other | D | $153 | Indefinite | Rule 506(b) |
| 2026-09-30 | EquityZen Growth Technology Fund LLC - Series 2380 | Pooled Investment Fund | D | $175K | $175K | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | EquityZen Growth Technology Fund LLC - Series 2378 | Pooled Investment Fund | D | $1.0M | $1.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Beyond DC Class A Investments | Pooled Investment Fund | D | $2.0M | $14.0M | Rule 506(b) |
| 2026-09-30 | EMIP 27, LLC | REITS and Finance | D | $2.1M | Indefinite | Rule 506(c) |
| 2026-09-30 | FCP Venture X LLC, Series XV | Pooled Investment Fund | D | $1.7M | $12.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Royal Oak Recycling Holdings, LLC | Other | D/A | $18.8M | Indefinite | Rule 506(b) |
| 2026-09-30 | proChain Ventures, a Series of Decile Start Fund, LP | Pooled Investment Fund | D/A | $575K | $575K | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | Lucinda Capital, a Series of Decile Start Fund, LP | Pooled Investment Fund | D/A | $1.6M | $1.6M | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-30 | WMA US Large Cap Enhanced Equity Onshore Fund LP | Pooled Investment Fund | D/A | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | WMA US Large Cap Enhanced Equity Offshore Fund, Ltd. | Pooled Investment Fund | D/A | $346.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | iCapital - Hamilton Lane Private Assets Offshore Access Fund SPC | Pooled Investment Fund | D/A | $53.3M | Indefinite | Rule 506(b) |
| 2026-09-30 | TPG Apex Securitized Credit Fund, L.P. | Pooled Investment Fund | D/A | $564.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | OPHIR GLOBAL CAPITAL INC. | Investing | D | $0 | $100.0M | Rule 506(c) |
| 2026-09-30 | West Street Life Sciences II Employee Offshore Fund LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b) |
| 2026-09-30 | West Street Life Sciences II Employee Fund LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b) |
| 2026-09-30 | Baillie Gifford Private Companies Fund III L.P. | Pooled Investment Fund | D/A | $581.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-30 | Preface Ventures IV-A, L.P. | Pooled Investment Fund | D/A | $56.6M | $56.6M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 10 notices above that report one: $25,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from New York?
5,032 Form D notices were filed by issuers based in New York in Q2 2026 and Q3 2026, 2,767 new and 2,265 amendments. 89.1% claimed Rule 506(b) and 10.6% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
CaliforniaDelawareTexasFloridaWashingtonCayman IslandsMassachusettsConnecticutIllinoisColoradoGeorgiaPennsylvaniaNew JerseyNorth CarolinaOhioLuxembourgUtahVirginiaMarylandArizonaNevadaMinnesotaMichiganWyomingTennesseeIndianaBritish Columbia, CanadaUnited KingdomOntario, CanadaVermont
Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/new-york.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.