Form D filings in India.
70 Form D notices were filed by issuers based in India in Q2 2026 and Q3 2026, 25 new and 45 amendments. 88.6% claimed Rule 506(b) and 10.0% Rule 506(c).
- Notices
- 70
- Amendments
- 45
- Rule 506(c)
- 10.0%
- Pooled funds
- 95.7%
- Amount sold, new notices
- $247.7M
- Latest filing
- 2026-09-29
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-29 | HDFC India Mid-Cap Opportunities Fund | Pooled Investment Fund | D/A | $1.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-29 | HDFC India Flexi Cap Fund | Pooled Investment Fund | D/A | $2.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-25 | BeeGlobal FoF | Pooled Investment Fund | D | $0 | $100.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-25 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $14.8M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-25 | Client Associates Alternative Investment Trust | Pooled Investment Fund | D/A | $843K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-16 | Sageone India Growth Gift Fund | Pooled Investment Fund | D/A | $1.4M | Indefinite | Rule 506(c) |
| 2026-09-11 | HDFC India Small Cap Fund | Pooled Investment Fund | D/A | $300K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-10 | SPECIALE INVEST GROWTH FUND I | Pooled Investment Fund | D/A | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-10 | SPECIALE INVEST CONTINUITY FUND I | Pooled Investment Fund | D/A | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-10 | SPECIALE INVEST FUND I | Pooled Investment Fund | D/A | $270K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-02 | Chiratae Ventures International Fund V | Pooled Investment Fund | D/A | $153.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-01 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $14.5M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-28 | Cactus Partners GIFT Trust | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-08-27 | Tilt Ventures Fund I | Pooled Investment Fund | D | $8.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-27 | 360 ONE Multi Stage Artificial Intelligence Fund Series 1 | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-08-25 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $13.9M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-25 | AR-0325 Fund I, a series of gradCapitalSPV, LP | Pooled Investment Fund | D | $473K | $473K | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-21 | Vistaject Fund | Pooled Investment Fund | D | $39.3M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-08-20 | SageOne Flagship Growth OE Fund | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c) |
| 2026-08-19 | Somerset Indus Healthcare India Fund III - Scheme I | Pooled Investment Fund | D | $25.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-19 | Sauce Capital GIFT Fund IV | Pooled Investment Fund | D | $7.9M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-08-18 | Sparrow Capital III Trust | Pooled Investment Fund | D/A | $49.7M | $50.2M | Rule 506(b) |
| 2026-08-18 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $12.7M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-18 | ValueQuest India Scale II Offshore Fund | Pooled Investment Fund | D/A | $500K | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-17 | Sparrow Capital III Trust | Pooled Investment Fund | D | $49.7M | $50.2M | Rule 506(b) |
| 2026-08-14 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $11.4M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-05 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $9.4M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-04 | 360 ONE ARISE Credit Fund | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-07-29 | IITM Unicorn Frontier Fund I, LP | Pooled Investment Fund | D/A | $8.7M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-23 | Inflexor Technology Discovery GIFT Fund I | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
Median minimum investment accepted, among the 25 notices above that report one: $104,956.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from India?
70 Form D notices were filed by issuers based in India in Q2 2026 and Q3 2026, 25 new and 45 amendments. 88.6% claimed Rule 506(b) and 10.0% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
New YorkCaliforniaDelawareTexasFloridaWashingtonCayman IslandsMassachusettsConnecticutIllinoisColoradoGeorgiaPennsylvaniaNew JerseyNorth CarolinaOhioLuxembourgUtahVirginiaMarylandArizonaNevadaMinnesotaMichiganWyomingTennesseeIndianaBritish Columbia, CanadaUnited KingdomOntario, Canada
Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/india.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.