Form D filings in Iowa.
71 Form D notices were filed by issuers based in Iowa in Q2 2026 and Q3 2026, 55 new and 16 amendments. 85.9% claimed Rule 506(b) and 12.7% Rule 506(c).
- Notices
- 71
- Amendments
- 16
- Rule 506(c)
- 12.7%
- Pooled funds
- 22.5%
- Amount sold, new notices
- $360.1M
- Latest filing
- 2026-09-24
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-24 | Principal Real Estate Open-End Debt Fund, L.P. | Pooled Investment Fund | D/A | $356.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-22 | Farmers Innovation Fund II, L.P. | Pooled Investment Fund | D | $10.6M | $100.0M | Rule 506(b) |
| 2026-09-16 | Rise Energy Inc | Other Energy | D | $500K | $3.0M | Rule 506(b) |
| 2026-09-14 | Riva at Chalco, LLC | Residential | D | $3.0M | $12.2M | Rule 506(c) |
| 2026-09-11 | AFS Detroit, LLC | Commercial | D | $800K | $1.5M | Rule 506(b) |
| 2026-09-08 | Lola's Fine Sauces, Inc. | Other | D | $600K | $3.0M | Rule 506(b) |
| 2026-09-08 | FSB Financial Services, Inc. | Other Banking and Financial Services | D | $9.9M | $13.3M | Rule 506(b) |
| 2026-09-01 | B Avenue Apts, LLC | Residential | D | $1.0M | $1.0M | Rule 506(b) |
| 2026-08-31 | Bank Iowa Corp | Commercial Banking | D | $71.0M | $71.0M | Rule 506(b) |
| 2026-08-25 | Ridge Townhomes & Apartments, LLC | Residential | D | $2.3M | $2.3M | Rule 506(b) |
| 2026-08-20 | Ballpark Developments LLC | Commercial | D | $0 | $25.0M | Rule 506(b) |
| 2026-08-20 | BARNES BANCORP, INC. | Commercial Banking | D | $0 | $25.0M | Rule 506(b) |
| 2026-08-19 | VALIANT BMC VI, LLC | Pooled Investment Fund | D | $0 | $3.1M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-13 | Klima Capital I LP | Pooled Investment Fund | D/A | $138.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-08-11 | Green Evolution Technologies | Other Technology | D/A | $1.3M | $1.3M | Rule 506(b) |
| 2026-08-11 | GW Nutrition Inc. | Other Technology | D/A | $3.2M | $3.7M | Rule 506(b) |
| 2026-08-11 | NEIGHBORHOOD FINANCE Corp | Other | D | $1.0M | $1.0M | Rule 506(b) |
| 2026-08-10 | GW Nutrition Inc. | Other Technology | D | $3.6M | $4.2M | Rule 506(b) |
| 2026-08-03 | UpDown Investments Fund I, LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-31 | ORF Biologics, Inc. | Biotechnology | D | $1.7M | $2.5M | Rule 506(b) |
| 2026-07-30 | VALIANT BMC V, LLC | Pooled Investment Fund | D | $0 | $1.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-29 | Principal National Life Insurance Co Private Placement Separate Account | Insurance | D/A | $373.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-07-28 | Boa Safra Ag, LLC | Agriculture | D/A | $46.0M | $50.0M | Rule 506(b) |
| 2026-07-28 | Boa Safra Ag, LLC | Agriculture | D | $46.0M | $50.0M | Rule 506(b) |
| 2026-07-28 | Summit-Smithway Investment, LLC | Manufacturing | D | $3.7M | $3.7M | Rule 506(b) |
| 2026-07-28 | Hatchery Holdings Company, LLC | Manufacturing | D | $7.6M | $7.6M | Rule 506(b) |
| 2026-07-28 | CAMBRIDGE INVESTMENT GROUP, INC. | Other Banking and Financial Services | D/A | $17.8M | $100.0M | Rule 506(b) |
| 2026-07-27 | 5th & Main OZ Fund, LLC | Other Real Estate | D | $708K | $708K | Rule 506(b) |
| 2026-07-24 | Port of Dubuque Hotel Associates, LLC | Lodging and Conventions | D | $0 | $5.8M | Rule 506(b) |
| 2026-07-14 | DUBUQUE 5th & MAIN, LLC | Other Real Estate | D | $6.4M | $6.4M | Rule 506(b) |
Median minimum investment accepted, among the 16 notices above that report one: $100,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Iowa?
71 Form D notices were filed by issuers based in Iowa in Q2 2026 and Q3 2026, 55 new and 16 amendments. 85.9% claimed Rule 506(b) and 12.7% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/iowa.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.