Form D filings in Japan.
20 Form D notices were filed by issuers based in Japan in Q2 2026 and Q3 2026, 13 new and 7 amendments. 90.0% claimed Rule 506(b) and 10.0% Rule 506(c).
- Notices
- 20
- Amendments
- 7
- Rule 506(c)
- 10.0%
- Pooled funds
- 50.0%
- Amount sold, new notices
- $224.4M
- Latest filing
- 2026-09-29
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-29 | Next Investment Limited Partnership | Pooled Investment Fund | D | $1.3M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-09-24 | Cadoc Capital Fund, LP | Pooled Investment Fund | D/A | $35K | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-21 | Camphora U.S. Feeder Fund | Pooled Investment Fund | D/A | $25.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-17 | HOSOMICHI FUND | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-08-31 | CLIMT Inc. | Other Technology | D/A | $681K | $681K | Rule 506(b) |
| 2026-08-04 | Nezu Engagement US Fund LP | Pooled Investment Fund | D/A | $2.3M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-07-27 | PicoCELA Inc. | Manufacturing | D | $5.0M | $5.0M | Rule 506(b) |
| 2026-07-27 | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Commercial Banking | D | $1.7M | $1.7M | Rule 506(b) |
| 2026-07-27 | SUMITOMO CORP | Other | D/A | $3.4M | Indefinite | Rule 506(b) |
| 2026-07-23 | Globis Fund VIII-S, L.P. | Pooled Investment Fund | D | $33.7M | Indefinite | Rule 506(b) |
| 2026-07-23 | Globis Fund VIII, L.P. | Pooled Investment Fund | D | $50.6M | Indefinite | Rule 506(b) |
| 2026-07-22 | Coral Albatross, L.P. | Pooled Investment Fund | D | $6.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-09 | Daiwa Securities Group Inc. | Investment Banking | D/A | $600K | Indefinite | Rule 506(b) |
| 2026-07-06 | ORIX CORP | Other Banking and Financial Services | D | $580K | Indefinite | Rule 506(b) |
| 2026-06-30 | Kioxia Holdings Corp | Other Technology | D/A | $40.3M | $100.0M | Rule 506(b) |
| 2026-06-26 | TGT Holdings Inc. | Other Technology | D | $11.7M | $11.7M | Rule 506(b) |
| 2026-06-17 | RDiscovery Fund, LP | Pooled Investment Fund | D | $101.1M | $101.1M | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-05-01 | SmartNews, Inc. | Other Technology | D | $0 | Indefinite | Rule 506(b) |
| 2026-04-24 | InfiniMind Inc. | Other Technology | D | $5.8M | $5.8M | Rule 506(b) |
| 2026-04-16 | YCC International Value Fund, LP | Pooled Investment Fund | D | $7.0M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 6 notices above that report one: $250,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Japan?
20 Form D notices were filed by issuers based in Japan in Q2 2026 and Q3 2026, 13 new and 7 amendments. 90.0% claimed Rule 506(b) and 10.0% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/japan.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.