Form D filings in Kentucky.
80 Form D notices were filed by issuers based in Kentucky in Q2 2026 and Q3 2026, 57 new and 23 amendments. 80.0% claimed Rule 506(b) and 20.0% Rule 506(c).
- Notices
- 80
- Amendments
- 23
- Rule 506(c)
- 20.0%
- Pooled funds
- 27.5%
- Amount sold, new notices
- $147.1M
- Latest filing
- 2026-09-29
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-29 | 2026 Fort Merrill South Drilling Program, L.P. | Oil and Gas | D | $0 | $1.2M | Rule 506(c) |
| 2026-09-23 | Eclipse Bancorp, Inc. | Commercial Banking | D | $13.0M | $13.0M | Rule 506(b) |
| 2026-09-21 | Medallion Racing VI, LLC | Other | D | $0 | Indefinite | Rule 506(b) |
| 2026-09-18 | Storyteller Thoroughbred Fall 2026, LLC | Other | D | $375K | $375K | Rule 506(b) |
| 2026-09-15 | Happy Go, LLC | Other | D | $1.7M | $2.4M | Rule 506(b) |
| 2026-09-11 | Lanier Avalon Fund LLC | Pooled Investment Fund | D/A | $8.1M | $8.1M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-11 | Lanier Four Charters Fund, LLC | Pooled Investment Fund | D/A | $7.0M | $7.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-11 | Lanier Bridgepointe Gardens Fund, LLC | Pooled Investment Fund | D/A | $6.6M | $6.6M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-11 | BELLADONNA RACING, LLC | Other | D/A | $0 | $25.0M | Rule 506(b) |
| 2026-09-10 | LQD Assets, LLC | Other | D | $40K | Indefinite | Rule 506(c) |
| 2026-09-08 | BIDAID, Inc. | Other Technology | D | $150K | $150K | Rule 506(b) |
| 2026-09-08 | 2026 Jackson County Development Program, L.P. | Oil and Gas | D | $0 | $1.5M | Rule 506(c) |
| 2026-08-26 | Arlington Halls LLC | Pooled Investment Fund | D | $522K | Indefinite | Rule 506(b) |
| 2026-08-26 | Title Center of Greater Kentucky LLC | Insurance | D | $8K | $8K | Rule 506(b) |
| 2026-08-24 | Commonwealth Capital LLC/KY | Pooled Investment Fund | D/A | $0 | $10.0M | Rule 506(b) |
| 2026-08-13 | Psympl Inc. | Other Technology | D/A | $100K | $375K | Rule 506(b) |
| 2026-08-11 | LogicMark, Inc. | Other Technology | D | $250K | $250K | Rule 506(b) |
| 2026-08-06 | Hafele Crossings Senior Living Fund, LLC | Investing | D | $17.5M | $17.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-30 | Psympl Inc. | Other Technology | D | $100K | $100K | Rule 506(b) |
| 2026-07-28 | Diversified Strategies Group LLC | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b) |
| 2026-07-28 | Diversified Strategies Investment Fund 3 LLC | Pooled Investment Fund | D | $682K | Indefinite | Rule 506(b) |
| 2026-07-28 | Diversified Strategies Investment Fund 2 LLC | Pooled Investment Fund | D | $1.2M | Indefinite | Rule 506(b) |
| 2026-07-28 | Diversified Strategies Investment Fund LP | Pooled Investment Fund | D | $1.9M | Indefinite | Rule 506(b) |
| 2026-07-24 | Wallace Hart Momentum Offshore Fund, LP | Pooled Investment Fund | D/A | $19.7M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-14 | Bateau Covington, LLC dba Blank State Spa | Other | D | $285K | $1.3M | Rule 506(b) |
| 2026-07-14 | Panex Acquisition Fund #1, LLC | Oil and Gas | D/A | $3.3M | $20.0M | Rule 506(c) |
| 2026-07-08 | AquiSense Inc. | Other Technology | D/A | $2.2M | $2.2M | Rule 506(b) |
| 2026-07-07 | Waycross Advantage Fund, LLC | Pooled Investment Fund | D/A | $25.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-02 | HGR Hankamer Foundation 1, LP | Other | D/A | $387K | $859K | Rule 506(c) |
| 2026-06-30 | Panex Field Development Fund #1, LP | Oil and Gas | D | $0 | $10.0M | Rule 506(c) |
Median minimum investment accepted, among the 22 notices above that report one: $49,900.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Kentucky?
80 Form D notices were filed by issuers based in Kentucky in Q2 2026 and Q3 2026, 57 new and 23 amendments. 80.0% claimed Rule 506(b) and 20.0% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/kentucky.md
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