Form D filings in Maine.
27 Form D notices were filed by issuers based in Maine in Q2 2026 and Q3 2026, 25 new and 2 amendments. 92.6% claimed Rule 506(b) and 7.4% Rule 506(c).
- Notices
- 27
- Amendments
- 2
- Rule 506(c)
- 7.4%
- Pooled funds
- 22.2%
- Amount sold, new notices
- $143.5M
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | Maine Future Fund, LP | Pooled Investment Fund | D/A | $7.3M | $25.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-29 | Saltbox Tinned Fish Co., PBC | Manufacturing | D | $115K | $2.0M | Rule 506(b) |
| 2026-09-17 | Anthrofix Kasko Bluesonde LLC | Investing | D | $285K | $300K | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-09-17 | BSAHVC, Inc. | Business Services | D | $0 | $5.0M | Rule 506(b) |
| 2026-08-19 | Premium Nutrition for Pets, Inc. | Other | D | $1000K | $1.5M | Rule 506(b) |
| 2026-08-07 | MedRhythms, Inc. | Other Technology | D | $1.0M | $1.0M | Rule 506(b) |
| 2026-08-03 | AcceleraME, Inc | Other Health Care | D/A | $1.8M | $1.8M | Rule 506(b) |
| 2026-07-30 | ALM Ortho Inc | Other Health Care | D | $750K | $5.0M | Rule 506(c) |
| 2026-07-10 | Voltage Ventures Fund I LP | Pooled Investment Fund | D | $17.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-07-06 | Boundless Diagnostics, Inc. | Other Technology | D | $1.0M | $5.0M | Rule 506(b) |
| 2026-07-06 | HighByte, Inc. | Other Technology | D | $4.7M | $5.0M | Rule 506(b) |
| 2026-06-30 | Tanbark Molded Fiber Products, Inc. | Manufacturing | D | $3.0M | $3.0M | Rule 506(b) |
| 2026-06-25 | gatherwisely Inc. | Business Services | D | $245K | $245K | Rule 506(b) |
| 2026-06-24 | River Wood Jackson LLC | Lodging and Conventions | D | $615K | $2.0M | Rule 506(b) |
| 2026-06-23 | Redfern Tavata LLC | Other Real Estate | D | $16.2M | $21.5M | Rule 506(b) |
| 2026-06-23 | Mere Maine LLC | Restaurants | D | $878K | $980K | Rule 506(b) |
| 2026-06-18 | Integrated Reality Labs, Inc. | Other Technology | D | $0 | $1.2M | Rule 506(b) |
| 2026-06-01 | Rely Intelligence, Inc. | Other Technology | D | $4.5M | $6.0M | Rule 506(b) |
| 2026-05-22 | Western CAM Inc. | Manufacturing | D | $2.2M | $10.0M | Rule 506(c) |
| 2026-05-20 | Healios Integrative Health, LLC | Other Health Care | D | $2.1M | $5.0M | Rule 506(b) |
| 2026-05-08 | NorthWater LP | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-04-27 | 400 Riverside Fund LLC | Commercial | D | $505K | $625K | Rule 506(b) |
| 2026-04-27 | Heartstone Farm, Inc. | Agriculture | D | $175K | $700K | Rule 506(b) |
| 2026-04-16 | ElevenTwo, Inc. | Other Technology | D | $675K | $2.5M | Rule 506(b) |
| 2026-04-15 | Housing New England, Fund VII Limited Partnership | Other Banking and Financial Services | D | $81.8M | $81.8M | Rule 506(b) |
| 2026-04-14 | True Equity III L.P. | Pooled Investment Fund | D | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-04-08 | Spinnaker Lincoln Park LLC | Pooled Investment Fund | D | $4.0M | $4.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 6 notices above that report one: $250,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Maine?
27 Form D notices were filed by issuers based in Maine in Q2 2026 and Q3 2026, 25 new and 2 amendments. 92.6% claimed Rule 506(b) and 7.4% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/maine.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.