Form D filings in North Dakota.
26 Form D notices were filed by issuers based in North Dakota in Q2 2026 and Q3 2026, 20 new and 6 amendments. 73.1% claimed Rule 506(b) and 26.9% Rule 506(c).
- Notices
- 26
- Amendments
- 6
- Rule 506(c)
- 26.9%
- Pooled funds
- 19.2%
- Amount sold, new notices
- $102.3M
- Latest filing
- 2026-09-30
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-30 | Huettl AI, Inc. | Other Technology | D | $40K | $40K | Rule 506(b) |
| 2026-09-30 | Edgewood OpCo, LLC | Other Health Care | D | $0 | $87.0M | Rule 506(c) |
| 2026-09-29 | LongWater Coatings SPV I, LP | Pooled Investment Fund | D | $21.5M | $30.0M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-09-15 | HEP Fund 24, LLC | Pooled Investment Fund | D/A | $1.6M | $5.0M | Rule 506(b) |
| 2026-09-14 | Chemi-Sense Systems, Corp | Other Technology | D | $250K | $250K | Rule 506(b) |
| 2026-09-11 | NDFM, LLC | Residential | D | $0 | $400K | Rule 506(b) |
| 2026-09-08 | SAFETYSPECT INC | Other | D/A | $5.9M | $10.0M | Rule 506(c) |
| 2026-08-21 | Maude Apartments, LLC | Other Real Estate | D | $4.0M | $4.0M | Rule 506(c) |
| 2026-08-10 | EAGLERIDGE REALTY TRUST, INC. | REITS and Finance | D | $67K | $10.0M | Rule 506(b) |
| 2026-07-23 | S10 Holdings, LLC | Residential | D | $200K | $5.0M | Rule 506(b), 4a5 |
| 2026-07-17 | Broadwater Fund I, L.P. | Pooled Investment Fund | D | $43.5M | $100.0M | Rule 506(b) |
| 2026-07-15 | Wheelhouse Games, Inc. | Other Technology | D | $3.7M | $3.9M | Rule 506(b) |
| 2026-07-07 | Northern Plains Nitrogen, LLP | Manufacturing | D/A | $370K | $625K | Rule 506(b) |
| 2026-06-26 | Hoefer Group, LLC | Manufacturing | D | $602K | $5.0M | Rule 506(b) |
| 2026-06-25 | State Bankshares, Inc. | Commercial Banking | D | $2.9M | Indefinite | Rule 506(b) |
| 2026-06-17 | Enclave Shoreview Rice Street, LLC | Other Real Estate | D | $11.7M | $11.7M | Rule 506(c) |
| 2026-06-12 | Meridian Energy Group, Inc. | Oil and Gas | D | $0 | $95.0M | Rule 506(c) |
| 2026-06-03 | LongWater SBIC Fund I LP | Pooled Investment Fund | D/A | $114.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1), 3(c)(7) |
| 2026-05-26 | Sterling Office & Industrial Trust | REITS and Finance | D | $2.6M | $30.0M | Rule 506(b) |
| 2026-05-21 | Gro Real Estate Fund III, LP | Commercial | D | $4.5M | $15.0M | Rule 506(c) |
| 2026-05-15 | Tugboat Solutions Inc. | Other | D | $2.8M | $4.0M | Rule 506(b) |
| 2026-05-11 | Lodging Fund REIT III OP, LP | Commercial | D | $0 | $50.0M | Rule 506(c) |
| 2026-05-06 | LongWater Diversified Access Fund, LP | Pooled Investment Fund | D/A | $145.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-04-30 | White Creek, LLC | Other Real Estate | D | $2.3M | $2.3M | Rule 506(b) |
| 2026-04-09 | Lilac Agriculture, Inc. | Agriculture | D | $1.7M | $2.0M | Rule 506(b) |
| 2026-04-03 | Moran Tice 20:20 Fund LP | Pooled Investment Fund | D/A | $11.2M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
Median minimum investment accepted, among the 17 notices above that report one: $50,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from North Dakota?
26 Form D notices were filed by issuers based in North Dakota in Q2 2026 and Q3 2026, 20 new and 6 amendments. 73.1% claimed Rule 506(b) and 26.9% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
Plain-text version for agents and LLMs: /form-d/locations/north-dakota.md
Independent. Not affiliated with, endorsed by, or sponsored by the U.S. Securities and Exchange Commission. Data is reproduced from public SEC filings and datasets. Not investment advice.