Form D filings in Rhode Island.
40 Form D notices were filed by issuers based in Rhode Island in Q2 2026 and Q3 2026, 21 new and 19 amendments. 92.5% claimed Rule 506(b) and 7.5% Rule 506(c).
- Notices
- 40
- Amendments
- 19
- Rule 506(c)
- 7.5%
- Pooled funds
- 75.0%
- Amount sold, new notices
- $208.9M
- Latest filing
- 2026-09-15
Latest notices
| Filed | Issuer | Industry | Type | Amount sold | Offering size | Exemptions |
|---|---|---|---|---|---|---|
| 2026-09-15 | Prodigy Puzzles Escape Rooms LLC | Other | D | $90K | $200K | Rule 506(b) |
| 2026-09-02 | TYTL Corp | Residential | D/A | $4.5M | $4.5M | Rule 506(b) |
| 2026-08-19 | TYTL Corp | Residential | D | $0 | $1.00B | Rule 506(c), Investment Company Act 3(c), 3C.5 |
| 2026-08-06 | ClerkMate, Inc. | Other Technology | D | $225K | $225K | Rule 506(b) |
| 2026-08-04 | Canine Enterprises LLC | Other | D | $0 | $600K | Rule 506(b) |
| 2026-07-21 | Bally's Chicago, Inc. | Other | D | $3.5M | $3.5M | Rule 506(c) |
| 2026-07-16 | VoltServer Inc. | Other Technology | D | $5.0M | $8.0M | Rule 506(b) |
| 2026-07-15 | GLOBAL STRATEGIC RISK MANAGEMENT, LP | Pooled Investment Fund | D/A | $206.9M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Global Founders Fund, LP | Pooled Investment Fund | D/A | $42.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Global Low Volatility Equity Fund, L.P. | Pooled Investment Fund | D/A | $808.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Global Credit Ex-U.S. Hedged Fund, LP | Pooled Investment Fund | D/A | $344.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Tactical Bond Fund, LP | Pooled Investment Fund | D/A | $1.22B | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Leveraged Loan LP | Pooled Investment Fund | D/A | $762.8M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Select Emerging Markets Equity Fund, LP | Pooled Investment Fund | D/A | $715.5M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Small/Mid Cap Opportunities Fund, LP | Pooled Investment Fund | D/A | $362.0M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM Select International Small Cap Equity Fund, LLC | Pooled Investment Fund | D/A | $624.6M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM SELECT INTERNATIONAL EQUITY FUND, LLC | Pooled Investment Fund | D/A | $578.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM CORE PLUS FUND, LLC | Pooled Investment Fund | D/A | $720.7M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM EMERGING MARKET DEBT FUND LLC | Pooled Investment Fund | D/A | $264.3M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM BROAD MARKET DURATION FUND, LLC | Pooled Investment Fund | D/A | $2.45B | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-26 | FIAM CONCENTRATED BLUE CHIP GROWTH FUND, LLC | Pooled Investment Fund | D/A | $75.4M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-06-26 | FIAM High Yield Fund, LLC | Pooled Investment Fund | D/A | $761.1M | Indefinite | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-17 | Portage AI Inc. | Other Technology | D | $3.3M | $7.0M | Rule 506(b) |
| 2026-06-16 | Ballast NMERB Venture Fund I, L.P. | Pooled Investment Fund | D | $100.5M | $100.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-12 | TAILOR RIDGE REAL ESTATE LENDING FUND I, LP | REITS and Finance | D/A | $186.1M | Indefinite | Rule 506(b) |
| 2026-06-05 | Upper90 Payjoy SPV, LLC | Pooled Investment Fund | D | $9.2M | $9.2M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-05 | Upper90 Crusoe Loan III SPV LLC | Pooled Investment Fund | D | $10.5M | $10.5M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
| 2026-06-05 | Imhoff Road Holdco LLC | Commercial | D | $31.4M | $31.4M | Rule 506(b), Investment Company Act 3(c), 3(c)(1) |
| 2026-06-02 | Athena Growth Fund 2025, LP | Pooled Investment Fund | D | $6.7M | Indefinite | Rule 506(c), Investment Company Act 3(c), 3(c)(1) |
| 2026-05-14 | Upper90 Deep Infra SPV, LLC | Pooled Investment Fund | D | $4.3M | $4.3M | Rule 506(b), Investment Company Act 3(c), 3(c)(7) |
Median minimum investment accepted, among the 11 notices above that report one: $30,000.
Query these notices
The Form D offerings endpoint returns every notice for a quarter with all issuer identities and source strings. Filter by issuer CIK, or page through a quarter and group by industry or location yourself.
Request with your API key
curl "https://sec-api.dev/api/v1/offerings?period=2026q3&limit=25" \
-H "Authorization: Bearer $SEC_API_KEY"Questions
How many Form D filings came from Rhode Island?
40 Form D notices were filed by issuers based in Rhode Island in Q2 2026 and Q3 2026, 21 new and 19 amendments. 92.5% claimed Rule 506(b) and 7.5% Rule 506(c).
Does amount sold equal money raised this quarter?
No. The total amount sold on a notice is cumulative for the offering. Use new notices, or the latest amendment per offering, to avoid double counting.
Other locations
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Source: SEC Form D data sets, Q2 2026 and Q3 2026. Location is the primary issuer’s reported state or country. Revenue ranges are not shown because most issuers decline to disclose them.
Plain-text version for agents and LLMs: /form-d/locations/rhode-island.md
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